Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
June 25, 2003	Robert C. Cloyd Release No. LR-18201, AAER-1806 File Number: 3-11166
June 24, 2003	Harris Dempsey Ballow, Christopher Harless, Murry Shepherd and Diane L. Johnson Release No. LR-18200
June 20, 2003	Henry C. Yuen and Elsie M. Leung Release No. LR-18199, AAER-1805
June 20, 2003	Terry L. Dowdell, et al. Release No. LR-18198
June 20, 2003	Jon A. Darmstadter Release No. LR-18197
June 20, 2003	Michael Clarke Release No. LR-18196
June 19, 2003	Alexander Ajemian, et al. Release No. LR-18195, AAER-1804
June 19, 2003	Robert Korkuc Release No. LR-18194, AAER-1803
June 18, 2003	John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II Release No. LR-18193
June 16, 2003	American Financial Group of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr. Release No. LR-18192
June 16, 2003	Steven S. Spitzer Release No. LR-18191, AAER-1802
June 16, 2003	Alliance Industries, Peter H. Norman and Donald A. Baillargeon Release No. LR-18190
June 12, 2003	Terry W. Davis Release No. LR-18189, AAER-1801
June 12, 2003	Gene S. Foster, Jamie Olis and Helen C. Sharkey Release No. LR-18188, AAER-1800
June 10, 2003	Philip J. Yoder Individually and d/b/a All The Way to the Top Release No. LR-18184
June 10, 2003	The Hartcourt Companies, Inc., Alan V. Phan, And Yongzhi Yang Release No. LR-18187
June 10, 2003	Michael Garian a/k/a Melkon Gharakhanian a/k/a Bika Balian Release No. LR-18186
June 10, 2003	Stephen G. Donahue and Donahue Securities Inc. Release No. LR-18185
June 9, 2003	Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc. Release No. LR-18183
June 9, 2003	John R. Powell Release No. LR-18182
June 9, 2003	SG Limited Release No. LR-18181
June 6, 2003	Arthur A. Goodwin and William J. Burke Release No. LR-18180, AAER-1799
June 6, 2003	Mary Patten, et al. Release No. LR-18179
June 6, 2003	Alan Brian Bond, Robert I. Spruill and Albriond Capital Management Release No. LR-18178
June 6, 2003	Paul A. Frame and Seitel, Inc. Release No. LR-18177
June 5, 2003	John R. Boyd, and Christopher Curbello Release No. LR-18176
June 5, 2003	John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II Release No. LR-18175
June 5, 2003	Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishbach, Daniel S. Marchibroda and Gregory B. Tayler Release No. LR-18174, AAER-1796
June 4, 2003	Public Communication Services, Inc. n/k/a Sprawlnet.com, Inc., Alfredo Susi and Richard Balber Release No. LR-18173
June 4, 2003	Charles Bayne a/k/a Charles Taylor and Ira Posnansky a/k/a Ira Post Release No. LR-18172
June 4, 2003	Ramiro M. Fernandez-Moris, Daniel S. Lezak, and Ramiro Rafael ("Ray") Fernandez Release No. LR-18171, AAER-1793
June 4, 2003	Charles W. McCall Release No. LR-18170, AAER-1792
June 4, 2003	Martha Stewart and Peter Bacanovic Release No. LR-18169
June 3, 2003	Thomas G. Brooks Release No. LR-18168
June 3, 2003	Dunyasha M. Yetts, et al. Release No. LR-18167
June 2, 2003	Quest Capital Strategies, Inc. and David Chen Yu Release No. LR-18163
June 2, 2003	Capital Holdings, L.L.C., et al. Release No. LR-18166
June 2, 2003	J. Scott Eskind, Lorus Investments, Inc., and Capital Management Fund, Limited Partnership Release No. LR-18165
June 2, 2003	Eric I. Tsao Release No. LR-18164
May 30, 2003	Umesh Malhotra, Paul Chopra, and David Manigault AAER Release No. LR-18162, AAER-1791
May 28, 2003	Corporate Relations Group, Inc., et al. Release No. LR-18161
May 28, 2003	Gregory J. Misfeldt, Gregory L. Tyrer, Jodi L. Knueppel and Mark R. Sonday Release No. LR-18160
May 28, 2003	Bernard Artz Release No. LR-18159 File Number: B-01933
May 28, 2003	Gregory D. Frazier and Stephen A. Hamrick Release No. LR-18158
May 27, 2003	Amplidyne, Inc. and Devendar S. Bains Release No. LR-18157
May 23, 2003	Michael T. Mulligan Release No. LR-18156
May 22, 2003	Edward Gurin, Joshua Gurin, and Trinarc Corporation Release No. LR-18155
May 21, 2003	Frank L. Peitz, Daniel B. Benson, Peter A. Loutos, Sr., Robert D. Paladino, Randall W. Law, and Monica M. Iles Release No. LR-18154
May 21, 2003	BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles Release No. LR-18153
May 21, 2003	Jeffrey L. Goldberg Release No. LR-18152
May 20, 2003	Greenline Capital Corporation, Merrell W. Williams and Timothy C. Olk Release No. LR-18151
May 20, 2003	David M. Mobley, Sr. et al. Release No. LR-18150
May 20, 2003	John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II Release No. LR-18149
May 20, 2003	David F. Carvajal Release No. LR-18148
May 19, 2003	WorldCom Inc. Release No. LR-18147, AAER-1785
May 19, 2003	Refael Shaoulian, Samuel Shaoulian and Rabin Shaoulian Release No. LR-18146
May 19, 2003	Timothy J. Potter and George R. Potter Release No. LR-18145
May 19, 2003	Concentrax, Inc. and Mark Gifford Release No. LR-18144
May 19, 2003	Terry L. Dowdell, et al. Release No. LR-18143
May 16, 2003	John Benjamin Stewart, Jr., Stewart Finance Company and Stewart National Finance Company Release No. LR-18141
May 16, 2003	Pension Plans of America, Inc. and Lloyd Benton Sharp Release No. LR-18140
May 16, 2003	Stephen L. Holden, Scott P. Skooglund, Kuldershan S. Padda, and Stephan C. Beal Release No. LR-18142, AAER-1784
May 15, 2003	Adam Gilburne Release No. LR-18139, AAER-1783
May 14, 2003	Diagnostic Professional Imaging Services, Inc., et.al. Release No. LR-18138
May 14, 2003	Dean S. Thomassen Release No. LR-18137
May 14, 2003	Gary L. Monroe, William J. Rauwerkink, John R. Messinger and Robert T. Bassman Release No. LR-18136, AAER-1781
May 13, 2003	Henry C. Yuen and Elsie Ma Leung Release No. LR-18135
May 12, 2003	eConnect, Thomas S. Hughes, Richard Epstein, and Alliance Equities, Inc. Release No. LR-18134
May 12, 2003	Keith Pietila et al. Release No. LR-18131, AAER-1779
May 12, 2003	K.C. Smith Release No. LR-18130
May 12, 2003	Raymond S. Evans Release No. LR-18133
May 12, 2003	David I. Namer Release No. LR-18132
May 9, 2003	Michael R. Hendrix Release No. LR-18129
May 8, 2003	Metropolis Holdings, LLC and Edward Gray Release No. LR-18128
May 8, 2003	Eagle Building Technologies, Inc. and Anthony Damato Release No. LR-18127, AAER-1778
May 7, 2003	Andrx Corp. Release No. LR-18126, AAER-1777
May 7, 2003	Eddy L. Patterson Release No. LR-18125, AAER-1776
May 7, 2003	Richard M. Ryan Release No. LR-18124
May 7, 2003	Nancy J. Cheal, individually and d/b/a Relief Enterprise, et al. Release No. LR-18123
May 1, 2003	Kevin A. Howard, Michael W. Krautz, Kenneth D. Rice, Joseph Hirko, Kevin P. Hannon, Rex T. Shelby, and F. Scott Yeager Release No. LR-18122, AAER-1771
April 30, 2003	Lawrence O'Shaughnessy, Gary H. Klein, Gary K. Levi and Mark Tucker; Neil R. Cole Release No. LR-18120, AAER-1766
April 30, 2003	Ethan H. Weitz and Robert R. Altman Release No. LR-18121
April 29, 2003	Kenneth P. Kasarjian and The Kenton Group, Inc. f/k/a Kenton Portfolio Management, Inc. Release No. LR-18119
April 28, 2003	U.S. Bancorp Piper Jaffray Inc. Release No. LR-18118
April 28, 2003	Morgan Stanley & Co. Incorporated Release No. LR-18117
April 28, 2003	Lehman Brothers Inc. Release No. LR-18116
April 28, 2003	Merrill Lynch, Pierce, Fenner & Smith Incorporated; Henry M. Blodget Release No. LR-18115
April 28, 2003	Bear, Stearns & Co. Inc. Release No. LR-18109
April 28, 2003	J.P. Morgan Securities Inc. Release No. LR-18114
April 28, 2003	Goldman, Sachs & Co. Release No. LR-18113
April 28, 2003	UBS Warburg LLC Release No. LR-18112
April 28, 2003	Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc.; Jack Benjamin Grubman Release No. LR-18111
April 28, 2003	Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation Release No. LR-18110
April 25, 2003	Dale Carone, et al. Release No. LR-18108
April 25, 2003	Richard D. McMullin Release No. LR-18107
April 25, 2003	1st Atlantic Guaranty Corporation Release No. LR-18103A
April 24, 2003	Terri R. Scott Release No. LR-18106
April 24, 2003	Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler Release No. LR-18105
April 24, 2003	Brian Adley et al. Release No. LR-18104, AAER-1763
April 24, 2003	1st Atlantic Guaranty Corporation Release No. LR-18103

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