Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
April 26, 2006	BodyScan Corporation and Anthony Sciuto Release No. LR-19672
April 26, 2006	Dominick Savino, et al. Release No. LR-19671
April 26, 2006	New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo Release No. LR-19670
April 26, 2006	Dean J. Sheptycki Release No. LR-19669
April 25, 2006	Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc. Release No. LR-19668, AAER-2420 See Also: Complaint in this matter
April 25, 2006	Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Partners Small Cap Value Offshore Fund, Ltd. Release No. LR-19667 See Also: Complaint in this matter
April 25, 2006	Garner Anthony Release No. LR-19666
April 24, 2006	David N. Anderson and Nancy C. Dipietro Release No. LR-19665 See Also: Complaint in this matter
April 24, 2006	Bank of New York Release No. LR-19664 See Also: Complaint in this matter
April 19, 2006	Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC Release No. LR-19663
April 18, 2006	David A. Dadante Release No. LR-19662
April 18, 2006	Michael Lauer, et al. Release No. LR-19661 See Also: Order in this matter
April 17, 2006	Credit First Fund, LP, Credit First, LLC, Credit First Income Plus, LLC, Investors First Financial Services, Inc., Investors Guild, Inc., and David R. Lund Release No. LR-19660
April 17, 2006	John P. Utsick et al. Release No. LR-19659
April 17, 2006	David L. McMillan Release No. LR-19658
April 17, 2006	Tyco International Ltd. Release No. LR-19657, AAER-2414 See Also: Complaint in this matter
April 13, 2006	Garner Anthony Release No. LR-19654 See Also: Complaint in this matter
April 13, 2006	Thom A. Faria, Stephen J. McLaughlin and William M. Stickney Release No. LR-19656, AAER-2413 See Also: Complaint in this matter
April 13, 2006	Ramy El-Batrawi, et al. Release No. LR-19655 See Also: Complaint in this matter
April 12, 2006	Dollar General Corp., et al. Release No. LR-19653, AAER-2411
April 12, 2006	PKF and Anthony Frederick John Mead Release No. LR-19652, AAER-2410 See Also: Complaint in this matter
April 11, 2006	Carl Rausch Release No. LR-19651 See Also: Complaint in this matter
April 11, 2006	Sonja Anticevic et al. Release No. LR-19650 See Also: Complaint in this matter , Complaint Exhibit A , Complaint Exhibit B
April 10, 2006	Kenneth M. Gerland and Christopher M. Bernabei; Patrick I. Garvey; and Diane Karaoulis Release No. LR-19649 See Also: Complaint v. Gerland and Bernabei , Complaint v. Garvey , Complaint v. Karaoulis
April 10, 2006	Xiangsha Feng Release No. LR-19648
April 10, 2006	Thomas J. Gerbasio, et al. Release No. LR-19647
April 7, 2006	James Vincent O'Brien, et al. Release No. LR-19646
April 7, 2006	Exotics.com, Inc., et al. Release No. LR-19645, AAER-2408
April 7, 2006	Mark T. Ellis Release No. LR-19644
April 6, 2006	Armand Dauplaise and Bernard Shinder Release No. LR-19643, AAER-2407
April 6, 2006	Faisal Zafar and Sameer Thawani Release No. LR-19642 See Also: Complaint in this matter
April 5, 2006	JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin Release No. LR-19641
April 4, 2006	Unlimited Cash, Inc., Douglas Network Enterprises, Sneed Financial Service, LLC, Wayne Douglas Flesher, Nancy Carol Khalial, and Clifton Curtis Sneed, Jr. Release No. LR-19640 See Also: Complaint in this matter
April 4, 2006	Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey Graham, Pond Securities Corp. d/b/a Pond Equities, Ezra Birnbaum and Shaye Hirsch Release No. LR-19639 See Also: Complaint in this matter
April 4, 2006	SBM Investment Certificates, Inc., f/k/a 1ST Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury Release No. LR-19638 See Also: Complaint in this matter
April 3, 2006	Jon E. Hankins, et al. Release No. LR-19637
April 3, 2006	Alexander J. Yaroshinsky Release No. LR-19636
March 31, 2006	Brian J. Stucke Release No. LR-19633
March 31, 2006	2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd. Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd. Release No. LR-19635 See Also: Complaint in this matter
March 31, 2006	Sherry L. Gibson Release No. LR-19634
March 30, 2006	Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC Release No. LR-19632 See Also: Complaint in this matter
March 30, 2006	Conrad P. Seghers and James R. Dickey Release No. LR-19631
March 29, 2006	Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker Release No. LR-19630, AAER-2404 See Also: Complaint in this matter
March 29, 2006	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-19629, AAER-2402
March 29, 2006	Terry F. Favilla and Gary R. Dowell Release No. LR-19628 See Also: Complaint in this matter
March 29, 2006	Fernando J. Espuelas et al. Release No. LR-19627, AAER-2401 See Also: Complaint in this matter
March 29, 2006	Cobalt Multifamily Investors I, LLC. Cobalt Multifamily Co. I, LLC, Cobalt Funding, LLC, Mark A. Shapiro, Irving J. Stitsky, and William B. Foster, Defendants, and Vail Mountain Trust, Relief Defendant Release No. LR-19626 See Also: Complaint in this matter
March 28, 2006	Alexander J. Yaroshinsky Release No. LR-19625
March 28, 2006	Gregory A. Brady, et al. Release No. LR-19624, AAER-2400
March 27, 2006	David T. Leboe and Dale G. Rasmussen Release No. LR-19623, AAER-2399 See Also: Complaint in this matter
March 22, 2006	Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and R.K. Dhawan Release No. LR-19622, AAER-2398 See Also: Complaint in this matter
March 22, 2006	Michael Morrell, et al. Release No. LR-19621
March 21, 2006	Travis E. Correll, et al. Release No. LR-19620
March 21, 2006	Converge Global, Inc. Release No. LR-19619
March 21, 2006	Wind Farm, Inc., et al. Release No. LR-19618
March 21, 2006	Bruce Hill, et al. Release No. LR-19617, AAER-2396
March 21, 2006	A.B. Watley Group, Inc., Paul F. Coughlin, William B. Deakins, Warren R. Fellus, Keith M. Geller, Keevin H. Leonard, Robert F. Malin, Steven E. Malin, Linus N. Nwaigwe, Michael A. Picone, Bryan S. Rogers, and Keith A. Rogers Release No. LR-19616 See Also: Complaint in this matter
March 20, 2006	Teresa V. Fernandez Release No. LR-19615
March 20, 2006	California Amplifier, Inc. Release No. LR-19614, AAER-2394 File Number: 3-11469
March 17, 2006	Eric Resteiner, et al. Release No. LR-19613
March 16, 2006	KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle Release No. LR-19611
March 16, 2006	Eric Walsh, John Abresch, et al. Release No. LR-19610
March 16, 2006	Patrick A. Grotto, Mark B. Leffers and Jon M. Bloodworth Release No. LR-19609
March 16, 2006	C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen Release No. LR-19612
March 14, 2006	Gary Lynn McDuff Release No. LR-19608
March 14, 2006	Langley Partners, L.P., North Olmsted Partners, L.P., Quantico Partners, L.P., and Jeffrey Thorp Release No. LR-19607
March 10, 2006	BMA Ventures, Inc. and William Robert Kepler Release No. LR-19606
March 9, 2006	Scott R. Sacane, et al. Release No. LR-19605
March 9, 2006	Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser Release No. LR-19604
March 9, 2006	Opsis Technologies Int'l, Inc., et al. Release No. LR-19603
March 8, 2006	Michael A. Liberty, et al. Release No. LR-19601 See Also: Complaint in this matter
March 8, 2006	K.L. Group, LLC, et al. Release No. LR-19600
March 8, 2006	Eduardo A. Masferrer, Juan Carlos Bernace and John M.R. Jacobs Release No. LR-19599
March 8, 2006	Viatical Capital, Inc., et al. Release No. LR-19598
March 8, 2006	Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa Release No. LR-19597
March 8, 2006	Lawrence S. Powell and Delano N. Sta.Ana Release No. LR-19602 See Also: Complaint in this matter File Number: 3-11794
March 7, 2006	Sunbelt Development Corporation, Wendell Rogers, Donald Hammond and Willie Davis Release No. LR-19596
March 7, 2006	Latin American Services, Inc., et al. Release No. LR-19595
March 7, 2006	Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq. Release No. LR-19593 File Number: 3-12053,
March 7, 2006	Charis Johnson, LifeClicks, LLC, and 12daily Pro Release No. LR-19592
March 6, 2006	Craig H. Reinhard, et al. Release No. LR-19591 See Also: Complaint in this matter
March 6, 2006	Michael Lauer, et al. Release No. LR-19590 See Also: Complaint in this matter
March 3, 2006	Sharon E. Vaughn and Directors Financial Group, Ltd. Release No. LR-19589 See Also: Complaint in this matter
March 3, 2006	Kevin Hobbs et al. Release No. LR-19588
March 2, 2006	Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant Release No. LR-19587 See Also: Complaint in this matter
March 2, 2006	Alan Cao and Jun Shi Release No. LR-19586
March 2, 2006	Symbol Technologies, Inc., et al. Release No. LR-19585, AAER-2391
March 1, 2006	Carl R. Rose, Lawrence A. Clasby, et al. Release No. LR-19584
March 1, 2006	Paul J. Silvester, et al. Release No. LR-19583
March 1, 2006	Allen Z. Wolfson, et al. Release No. LR-19582
Feb. 28, 2006	Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP Release No. LR-19581 See Also: Complaint in this matter
Feb. 27, 2006	NetEase.com, Inc. Release No. LR-19578, AAER-2382 See Also: Complaint in this matter
Feb. 27, 2006	Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella Release No. LR-19580, AAER-2387 File Number: 3-12221
Feb. 27, 2006	Charis Johnson, Lifeclicks, LLC, and 12daily Pro Release No. LR-19579 See Also: Complaint in this matter
Feb. 24, 2006	August M. Cruciotti Release No. LR-19577 See Also: Notice in this matter
Feb. 24, 2006	Carl R. Rose, et al. Release No. LR-19576
Feb. 23, 2006	Dean J. Sheptycki Release No. LR-19575
Feb. 23, 2006	Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC Release No. LR-19574
Feb. 22, 2006	KPMG LLP, et al. Release No. LR-19573, AAER-2379
Feb. 17, 2006	Vestron Financial Corp., et al. Release No. LR-19572

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