Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Nov. 6, 2006	Solar Group S.A. and James J. Todd Release No. LR-19899 See Also: Complaint in this matter
Nov. 3, 2006	Sanjay Kumar Release No. LR-19898, AAER-2509
Nov. 2, 2006	Michael Moran, James Sievers, Martin Zaepfel, James Cannataro, John Steele, Michael Crusemann and Michael Otto Release No. LR-19897, AAER-2508 See Also: Complaint: Michael Crusemann and Michael Otto , Complaint: John R. Steele , Complaint: Martin Zaepfel , Complaint: James R. Cannataro , Complaint: Michael R. Moran and James W. Sievers
Nov. 2, 2006	Philip R. Gratz Release No. LR-19896
Oct. 31, 2006	Eric G. Borrmann Release No. LR-19895, AAER-2505
Oct. 31, 2006	Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards Release No. LR-19894
Oct. 30, 2006	iShopNoMarkup.com, Inc., et al. Release No. LR-19892
Oct. 30, 2006	Delphi Corporation, J.T. Battenberg, III, Alan Dawes, Paul Free, John Blahnik, Milan Belans, Catherine Rozanski, Judith Kudla, Scot McDonald, B.N Bahadur, Atul Pasricha, Laura Marion, Stuart Doyle and Kevin Curry Release No. LR-19891, AAER-2504 See Also: Complaint in this matter , Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release
Oct. 30, 2006	Philip Evans and Paul Evans Release No. LR-19893
Oct. 27, 2006	Robert Tommassello, et al. Release No. LR-19890
Oct. 26, 2006	LeeRoy Allen, Jr. Release No. LR-19889
Oct. 26, 2006	Stephen J. Treadway and Kenneth W. Corba Release No. LR-19888
Oct. 25, 2006	Bruce M. Perry and M. Brooks Turkel Release No. LR-19887
Oct. 25, 2006	U.S. Wind Farming, Inc., et al. Release No. LR-19886
Oct. 25, 2006	Uncommon Media Group, Inc., et al. and Lawrence Gallo Release No. LR-19881
Oct. 25, 2006	Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp. Release No. LR-19880 See Also: Korean translation , Complaint in this matter
Oct. 25, 2006	Anthony P. Postiglione, Jr. and William J. Lennon Release No. LR-19885
Oct. 25, 2006	Thomas P. Clark Release No. LR-19884, AAER-2498
Oct. 25, 2006	Conversion Solutions Holdings Corporation and Rufus Paul Harris a/k/a Paul Rufus Harris Release No. LR-19883 See Also: Complaint in this matter
Oct. 25, 2006	U.S. Gas & Electric, Inc., et al. Release No. LR-19882
Oct. 24, 2006	Regald B. Smith Release No. LR-19879
Oct. 24, 2006	Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin Release No. LR-19878, AAER-2497
Oct. 18, 2006	Gari Aldridge et al. Release No. LR-19877
Oct. 18, 2006	Timothy R. Heyman et al. Release No. LR-19876
Oct. 17, 2006	Gregory Applegate Release No. LR-19875
Oct. 17, 2006	George Carapella and Alan S. Lipstein Release No. LR-19874
Oct. 17, 2006	Roanoke Technology Corp., et al. Release No. LR-19873
Oct. 17, 2006	Keith G. Baxter, et al. Release No. LR-19872, AAER-2495
Oct. 16, 2006	In Re Application for Orders to Show Cause Requiring Compliance With Administrative Subpoena Release No. LR-19870
Oct. 16, 2006	Romulus S. Pereira et al. Release No. LR-19869 See Also: Complaint in this matter
Oct. 16, 2006	Gregory A. Brady, et al. Release No. LR-19871, AAER-2494
Oct. 13, 2006	Maxxon, Inc., Defendant-Appellant, Gifford M. Mabie, Jr., Defendant-Appellant, and Thomas R. Coughlin, Jr., Defendant Release No. LR-19868
Oct. 13, 2006	One or More Unknown Purchasers of Call Options for the Common Stock of CNS, Inc. Release No. LR-19867
Oct. 13, 2006	Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC; and Spin Drift, LLC Release No. LR-19866
Oct. 13, 2006	Jerry K. Castleman, Cheryl I. Lipshutz, and Kathleen M. Lynn Release No. LR-19865, AAER-2492 See Also: Complaint in this matter
Oct. 11, 2006	Pinnacle Development Partners LLC and Gene A. O'Neal Release No. LR-19864 See Also: Complaint in this matter
Oct. 11, 2006	James Lamar McMichael and Nancy A. McMichael Release No. LR-19863
Oct. 11, 2006	Steven B. Markovitz Release No. LR-19862 See Also: Complaint in this matter
Oct. 10, 2006	Salvatore Favata (aka Sam Favata) Release No. LR-19861 See Also: Complaint in this matter
Oct. 5, 2006	First United Financial Group, LLC, et al. Release No. LR-19860
Oct. 4, 2006	Eric Walsh, John Abresch et al. Release No. LR-19859
Oct. 4, 2006	Joseph Y. Zumwalt Release No. LR-19858
Oct. 2, 2006	Gene T. Mancinelli Release No. LR-19857 See Also: Complaint in this matter
Oct. 2, 2006	Martin J. Druffner, et. al. Release No. LR-19856
Sept. 29, 2006	Wesley Rhodes, Jr., Rhodes Econometrics, Inc., The Rhodes Company, and Resource Transactions, Inc. Release No. LR-19855 See Also: Complaint in this matter
Sept. 29, 2006	Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC Release No. LR-19854
Sept. 29, 2006	William S. DeLoach, Maria M. Garcia and Rosario F. Licata Release No. LR-19853, AAER-2490
Sept. 29, 2006	U.S. Gas & Electric, Inc., et al. Release No. LR-19852
Sept. 28, 2006	Graycort Financial, LLC Release No. LR-19851 See Also: Complaint in this matter
Sept. 28, 2006	Steven V. Cotton Release No. LR-19850, AAER-2487 See Also: Complaint in this matter
Sept. 27, 2006	The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc. Release No. LR-19849, AAER-2486 See Also: Complaint in this matter
Sept. 27, 2006	William M. Osterhout and Prosperity Network, Inc. d/b/a Prosperity Automated System Release No. LR-19848 See Also: Complaint in this matter
Sept. 27, 2006	James N. Stanard, Martin J. Merritt And Michael W. Cash Release No. LR-19847, AAER-2484 See Also: Complaint in this matter
Sept. 26, 2006	US Global Nanospace, Inc., John D. Robinson and Julie E. Seaman Release No. LR-19846 See Also: Complaint in this matter
Sept. 26, 2006	Graham J. Lefford Release No. LR-19845 See Also: Complaint in this matter
Sept. 25, 2006	Conrad P. Seghers and James R. Dickey Release No. LR-19844 File Number: and-desist
Sept. 22, 2006	Dennis Watts, Individually and D/B/A Senior Benefit Plans and James Nathan Grimes Release No. LR-19843 See Also: Administrative Proceedings Release , Administrative Proceedings Release
Sept. 21, 2006	Anthony F. Giordano and Joseph Y. Zumwalt Release No. LR-19842 See Also: Complaint in this matter
Sept. 20, 2006	Irving Paul David Release No. LR-19841
Sept. 20, 2006	Walid H. Maghrib Release No. LR-19840, AAER-2483 See Also: Complaint in this matter
Sept. 20, 2006	Fernando J. Espuelas et al. Release No. LR-19839
Sept. 19, 2006	Seaforth Meridian, Ltd., et al. Release No. LR-19838 See Also: Complaint in this matter
Sept. 19, 2006	Doral Financial Corporation Release No. LR-19837 See Also: Complaint in this matter
Sept. 14, 2006	Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young Release No. LR-19836
Sept. 14, 2006	Diane Kayser Release No. LR-19835, AAER-2481 See Also: Complaint in this matter
Sept. 14, 2006	Billy David Deaton Release No. LR-19834, AAER-2480
Sept. 14, 2006	TV Azteca, S.A. de C.V., et al. Release No. LR-19833 See Also: Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release
Sept. 14, 2006	Jim Bob Brown Release No. LR-19832, AAER-2479 See Also: Complaint in this matter
Sept. 14, 2006	One or More Unknown Traders of Options on Common Stock of Ralston Purina Co. Release No. LR-19594A
Sept. 13, 2006	Indigenous Global Development Corporation, et al. Release No. LR-19829 See Also: Complaint in this matter
Sept. 13, 2006	Paul R. Johnson, et al. Release No. LR-19831
Sept. 13, 2006	Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti Release No. LR-19830
Sept. 12, 2006	Dennis A. Martin Release No. LR-19828
Sept. 12, 2006	Frank Furino Release No. LR-19827
Sept. 12, 2006	AA Capital Partners, Inc. and John A. Orecchio Release No. LR-19826 See Also: Complaint in this matter
Sept. 12, 2006	Biopure Corporation, et al. Release No. LR-19825
Sept. 8, 2006	Platforms Wireless International Corp., et al. Release No. LR-19824
Sept. 6, 2006	One Wall Street, Inc., et al. Release No. LR-19823
Sept. 6, 2006	Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC Release No. LR-19822
Sept. 6, 2006	Steven J. Ott and Roger Michael Young Release No. LR-19821 See Also: Complaint in this matter
Sept. 5, 2006	PetroSite Assets, Inc., Masset, Inc., Ivan Dearaujo and Wesley A. Harbison Jr. Release No. LR-19820 See Also: Complaint in this matter
Sept. 1, 2006	Roanoke Technology Corp., et al. Release No. LR-19818
Sept. 1, 2006	Robert B. Kessler et al. Release No. LR-19819
Aug. 31, 2006	John W. Surgent, et al. Release No. LR-19817
Aug. 30, 2006	Stewart P. "Tom" Mitchell Release No. LR-19816 See Also: Complaint in this matter
Aug. 29, 2006	Knox H. Fuqua and KHF Advisors LLC Release No. LR-19815 See Also: Complaint in this matter
Aug. 28, 2006	Terry Richard Martin, et al. Release No. LR-19814
Aug. 28, 2006	Frederick J. O'Meally, et al. Release No. LR-19813 See Also: Complaint in this matter , Complaint Exhibits A-I
Aug. 24, 2006	Vincent P. Iannazzo and Milton E. Stanson Release No. LR-19812
Aug. 23, 2006	Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al. Release No. LR-19811
Aug. 22, 2006	Lohmus Haavel & Viisemann, et al. Release No. LR-19810
Aug. 21, 2006	One Wall Street, Inc., et al. Release No. LR-19809 See Also: Complaint in this matter
Aug. 17, 2006	Mark R. Conway Release No. LR-19807
Aug. 17, 2006	Dawn M. Schlegel and Sandra Hatfield Release No. LR-19806, AAER-2475 See Also: Complaint in this matter
Aug. 17, 2006	Jeffery Steven Stone, et al. Release No. LR-19805
Aug. 17, 2006	Armand Dauplaise and Bernard Shinder Release No. LR-19808, AAER-2476
Aug. 16, 2006	Eric Walsh, John Abresch et al. Release No. LR-19804
Aug. 15, 2006	David M. Pillor Release No. LR-19803 See Also: Complaint in this matter
Aug. 11, 2006	U.S. Wind Farming, Inc., William L. Telander, et al. Release No. LR-19802 See Also: Complaint in this matter
Aug. 10, 2006	Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC Release No. LR-19801 See Also: Complaint in this matter

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