Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Oct. 8, 2008	Jason Jadidian Release No. LR-20777 See Also: Complaint in this matter
Oct. 7, 2008	Lion Gate Capital, Inc. and Kenneth Rickel Release No. LR-20775 See Also: Complaint in this matter
Oct. 7, 2008	Francis Elias Axiaq, Ciriaco Israel Rivor, Emmanuel Mario Axiaq and Steven Craig Lusardi Release No. LR-20774 See Also: Complaint in this matter
Oct. 6, 2008	Jonathan W. Mikula, John B. Craddock, JW&P Consulting, LLC, and Nations Warranty Group, Inc. Release No. LR-20773 See Also: Complaint in this matter
Oct. 6, 2008	Next Components, Ltd. and Norman Hsu Release No. LR-20772 See Also: Complaint in this matter
Oct. 6, 2008	Concorde America, Inc., et al. Release No. LR-20771
Oct. 6, 2008	Southwestern Medical Solutions, Inc., et al. Release No. LR-20770
Oct. 6, 2008	North American Clearing, Inc., et al. Release No. LR-20769
Oct. 3, 2008	Kederio Ainsworth, Guillermo Haro, Jesus Gutierrez, Gabriel Paredes, and Angel Romo Release No. LR-20768 See Also: Complaint in this matter
Oct. 2, 2008	James N. Turek, Plasticon International, Inc., et al. Release No. LR-20767 See Also: Complaint in this matter
Oct. 2, 2008	Michael Jinyong Park, Individually, and Doing Business as Park Capital Management Group Release No. LR-20766 See Also: Complaint in this matter
Oct. 1, 2008	Joseph J. Queri Jr., Gary M. Gosson, et al.; Joseph J. Queri Jr., Joseph J. Queri Sr., et al. Release No. LR-20765 See Also: et al. , et al.
Oct. 1, 2008	Christopher Castaldo, Daniel James Gallagher, Frank J. Zangara, B.H.I. Group, Inc., Corporate Communications Corp., and Vision Securities Inc. Release No. LR-20764 See Also: Complaint in this matter
Oct. 1, 2008	International Fiduciary Corp., S.A., et al. Release No. LR-20763
Sept. 30, 2008	Luis E. Pallais and Rodedawg International Industries, Inc Release No. LR-20762 See Also: Complaint in this matter
Sept. 30, 2008	William H. Eichengreen and David L. Myatt Release No. LR-20761 See Also: Complaint in this matter
Sept. 30, 2008	The Penn Traffic Company Release No. LR-20760 See Also: Complaint in this matter
Sept. 30, 2008	Samir I. Abed and Elias J. Antoun Release No. LR-20759 See Also: Complaint in this matter
Sept. 30, 2008	Randolph Leone and Randall Clark Wall Release No. LR-20758 See Also: Complaint in this matter
Sept. 30, 2008	Leonard L. Zanello, Sr., Ihor A."Gary" Humesky, Steven B. Rodd, and Robert F. Broege, Jr. Release No. LR-20757
Sept. 30, 2008	Steven Wevodau Release No. LR-20756 See Also: Complaint in this matter
Sept. 29, 2008	Carlos J. Petry Release No. LR-20754 See Also: Complaint in this matter
Sept. 29, 2008	Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann Release No. LR-20753
Sept. 29, 2008	Carole Argo Release No. LR-20752
Sept. 29, 2008	Michael Lauer, et al. Release No. LR-20751
Sept. 29, 2008	Delta Onshore Management, LLC, Jerry P. Jackson, Peter J. Brooks, Daniel Cohen, and Jason Hertz, Defendants, and Onshore Leasing, LLC and PJB Enterprises, Inc., Relief Defendants Release No. LR-20755
Sept. 26, 2008	Stephen Michael Strauss Release No. LR-20750 See Also: Complaint in this matter
Sept. 26, 2008	Thomas J. Smith Release No. LR-20749
Sept. 26, 2008	Charles Adams Release No. LR-20748 See Also: Application Order
Sept. 25, 2008	Howard P. Richman Release No. LR-20744
Sept. 25, 2008	Jan A. Norelid and Pedro Gil Simoes Release No. LR-20743 See Also: Complaint in this matter
Sept. 25, 2008	Ryan M. Reynolds, Desmond J. Milligan, Jason W. Brola, Timothy T. Page, Market 99, Ltd., formerly known as eCarfly, Inc., Tryst Capital Group, L.L.C., Griffdom Enterprises, Inc., Testre, L.P., and Bellatalia, L.P. Release No. LR-20742 See Also: Complaint in this matter
Sept. 25, 2008	Anthony A. James and James Asset Advisory, L.L.C. Release No. LR-20741 See Also: Complaint in this matter
Sept. 25, 2008	Norman Stumacher Release No. LR-20740, AAER-2888 See Also: Complaint in this matter
Sept. 25, 2008	Video Without Boundaries, Inc. (d/b/a China Logistics Group Inc.), Vernon Jeffery Harrell, and David J. Aubel Release No. LR-20739 See Also: Complaint in this matter
Sept. 25, 2008	Rey Salomon, Jr. and Ellen H Development LLC Release No. LR-20747 See Also: Complaint in this matter
Sept. 25, 2008	Ricardo H. Goldman Release No. LR-20746
Sept. 25, 2008	Matthew A. Sarad, Jeremy D. Jobe, and Telomolecular Corp. Release No. LR-20745 See Also: Complaint in this matter
Sept. 24, 2008	Steven M. Des Champs and Martha W. Vlcek Release No. LR-20738, AAER-2887 See Also: Complaint in this matter
Sept. 24, 2008	WealthWise, LLC and Jeffrey A. Forrest Release No. LR-20737 See Also: Complaint in this matter
Sept. 24, 2008	Kenneth Suarez, et al. Release No. LR-20736 See Also: Complaint in this matter
Sept. 24, 2008	Melvyn Nathanson, et al. Release No. LR-20735 See Also: Complaint in this matter
Sept. 22, 2008	Brian N. Lines, Scott G.S. Lines, LOM (Holdings) Ltd., Lines Overseas Management Ltd., LOM Capital Ltd., LOM Securities (Bermuda) Ltd., LOM Securities (Cayman) Ltd., LOM Securities (Bahamas) Ltd., Anthony W. Wile, Wayne E. Wile, Robert J. Chapman, William Todd Peever, Phillip James Curtis, and Ryan G. Leeds Release No. LR-20733
Sept. 22, 2008	Gary J. Gross Release No. LR-20732 See Also: Complaint in this matter
Sept. 22, 2008	Nolan Wayne Wade Release No. LR-20734
Sept. 19, 2008	Conversion Solutions Holding Corporation and Rufus Paul Harris a/k/a Paul Rufus Harris Release No. LR-20731
Sept. 19, 2008	Timothy M. Roberts Release No. LR-20730
Sept. 19, 2008	Moises Saba Masri Release No. LR-20729
Sept. 19, 2008	David William Thomas and Global Marketing Consultants, LLC Release No. LR-20728 See Also: Complaint in this matter
Sept. 19, 2008	Daniel N. Jones and Azure Bay Management, LLC Release No. LR-20727
Sept. 19, 2008	Matthew R. Zachowski Release No. LR-20726
Sept. 18, 2008	Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC Release No. LR-20725
Sept. 17, 2008	Justin Ficken and Martin J. Druffner, et. al. Release No. LR-20722
Sept. 17, 2008	Angel Alvarez-Perez and Annie Astor-Carbonell Release No. LR-20721, AAER-2881 See Also: Complaint in this matter
Sept. 17, 2008	Igal Kohavi, Yair Shamir, and Giora Yaron Release No. LR-20724 See Also: Complaint in this matter
Sept. 17, 2008	Lydia Capital, LLC et al. Release No. LR-20723
Sept. 16, 2008	James D. Zeglis, Gautum Gupta, Lance D. McKee and Jim W. Dixon Release No. LR-20720A See Also: Complaint in this matter
Sept. 15, 2008	Jeanne M. Rowzee, James R. Halstead, and Robert T. Harvey Release No. LR-20719
Sept. 15, 2008	Taher Suterwalla Release No. LR-20718
Sept. 15, 2008	Bruce E. Karatz Release No. LR-20717, AAER-2879
Sept. 15, 2008	One Equity Corporation., et al. Release No. LR-20716A
Sept. 15, 2008	American Italian Pasta Company; Timothy S. Webster; Warren B. Schmidgall and David E. Watson; and Stephanie S. Ruskey Release No. LR-20715, AAER-2877 See Also: Complaint v. AIPC , Complaint v. Webster , Complaint v. Schmidgall and Watson , Complaint v. Ruskey
Sept. 12, 2008	Larry W. Kerschenbaum Release No. LR-20714
Sept. 11, 2008	Bruce Grossman and Jonathan Curshen Release No. LR-20712 See Also: Complaint in this matter
Sept. 11, 2008	Mark D. Lay and MDL Capital Management, Inc. Release No. LR-20713 See Also: Complaint in this matter
Sept. 9, 2008	Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan Release No. LR-20711
Sept. 9, 2008	Stephen R. Wong, Raj P. Sabhlok, and Michael C. Pattison Release No. LR-20710 See Also: Stephen R. Wong , and Raj P. Sabhlok and Michael C. Pattison
Sept. 9, 2008	Michael E. Kelly, et al. Release No. LR-20709
Sept. 9, 2008	Michael E. Kelly, et al. Release No. LR-20708
Sept. 9, 2008	James C. Dawson Release No. LR-20707 See Also: Complaint in this matter
Sept. 8, 2008	United Rentals, Inc. Release No. LR-20706, AAER-2874 See Also: Complaint in this matter
Sept. 8, 2008	John P. Miller Release No. LR-20705, AAER-2873
Sept. 5, 2008	Rick J. Boros, a/k/a Vincent Kwiatkowski, and North American Mining Ventures, Inc. Release No. LR-20704
Sept. 5, 2008	Retail Pro, Inc. (fka Island Pacific, Inc.), Barry M. Schecter, Ran H. Furman, and Harvey Braun Release No. LR-20703 See Also: Complaint in this matter
Sept. 4, 2008	Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC Release No. LR-20701
Sept. 4, 2008	Mark D. Woodburn and Terry LaCore Release No. LR-20702, AAER-2872 See Also: Complaint in this matter
Sept. 3, 2008	Albert Jackson Stanley Release No. LR-20700, AAER-2871 See Also: Complaint in this matter
Sept. 3, 2008	Donald D. LaBarre Release No. LR-20699
Sept. 3, 2008	Julian T. Tzolov and Eric S. Butler Release No. LR-20698 See Also: Complaint in this matter
Aug. 29, 2008	Steven Byers, Joseph Shereshevsky, Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC, and Elka Shereshevsky (Relief Defendant) Release No. LR-20697 See Also: Complaint in this matter
Aug. 28, 2008	Mark E. Salyer, et al. Release No. LR-20696
Aug. 28, 2008	Compass Capital Group, Inc. et al. Release No. LR-20695
Aug. 28, 2008	American Energy Resources Corp., H&M Petroleum Corp., and Donald H. Allen Release No. LR-20694
Aug. 28, 2008	ProVision Operation Systems, Inc., Robert T. Fletcher III, Richard C. Hill, James W. Stock, and Lawrence D. Morris Release No. LR-20693
Aug. 28, 2008	Competitive Technologies, Inc. , et. al. Release No. LR-20692
Aug. 27, 2008	Con-way Inc. Release No. LR-20690, AAER-2866 See Also: Complaint in this matter
Aug. 27, 2008	Mark Joseph Peterson Boucher and Gary Paul Johnson; John E. Brake Release No. LR-20689 See Also: Boucher , Brake
Aug. 27, 2008	Jeffrey Fishman Release No. LR-20691 See Also: Complaint in this matter
Aug. 22, 2008	Royal Forex Management, LLC and Patrick H. Haxton Release No. LR-20688 See Also: Complaint in this matter
Aug. 22, 2008	Mark David Shapiro, et al. Release No. LR-20687, AAER-2865
Aug. 21, 2008	Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc. Release No. LR-20686, AAER-2864
Aug. 15, 2008	Bryan S. Behrens, et al. Release No. LR-20685 See Also: Complaint in this matter
Aug. 15, 2008	Francisco Abellan, et al. Release No. LR-20684 See Also: Complaint in this matter
Aug. 14, 2008	Nancy R. Heinen Release No. LR-20683
Aug. 12, 2008	Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella Release No. LR-20680, AAER-2861
Aug. 12, 2008	Kay Services, LLC, et al. Release No. LR-20682 See Also: Complaint in this matter
Aug. 12, 2008	David B. Stocker and Carrera Capital, Inc. Release No. LR-20681 See Also: Complaint in this matter
Aug. 12, 2008	Michael E. Kelly, et al. Release No. LR-20679
Aug. 11, 2008	Steven Byers, Joseph Shereshevsky (a/k/a Joseph Heller and "Josie"), Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC Release No. LR-20678 See Also: Complaint in this matter
Aug. 8, 2008	Bunchan et al. Release No. LR-20677

Rules & Regulations

Enforcement & Litigation

Compliance

Litigation Releases

More in this Section

Litigation Releases