Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Oct. 16, 2009	Forest Resources Management Corp., et al. Release No. LR-21252
Oct. 16, 2009	HomePals Investment Club, LLC, HomePals, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri Release No. LR-21251 See Also: SEC Complaint
Oct. 16, 2009	Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC Release No. LR-21255 See Also: SEC Complaint
Oct. 15, 2009	Ethan Kass Release No. LR-21250 See Also: SEC Complaint
Oct. 15, 2009	Benjamin P. Jones, William F. Jones, III, William T. Dailey, III, and Jeremiah E. Carroll; and Alissa Joelle Kueng Release No. LR-21249 See Also: and Jeremiah E. Carroll , and as to Alissa Joelle Kueng
Oct. 15, 2009	David F. Merrick, Traders International Return Network, MS, Inc., GTT Services, Inc., MDD Consulting, Inc., and Go ! Tourism, Inc. Release No. LR-21248 See Also: SEC Complaint
Oct. 13, 2009	John N. Milne Release No. LR-21247, AAER-3058
Oct. 9, 2009	Joseph J. Queri, Jr., Gary M. Gosson, et al. Release No. LR-21246
Oct. 9, 2009	Thomas J. Petters Release No. LR-21245
Oct. 8, 2009	Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC, C.A. Release No. LR-21244
Oct. 8, 2009	Birte Boock and Irwin Boock Release No. LR-21243 See Also: SEC Complaint File Number: 3-10960
Oct. 8, 2009	Mx Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding Release No. LR-21242
Oct. 7, 2009	Randy M. Cho Release No. LR-21241 See Also: SEC Complaint
Oct. 7, 2009	Feng "Frank" Xie Release No. LR-21240 See Also: SEC Complaint
Oct. 7, 2009	Syndicated Food Services International, Inc., et al. Release No. LR-21239
Oct. 6, 2009	Biopure Corporation et al. Release No. LR-21238
Oct. 5, 2009	John J. Bravata, et al. Release No. LR-21237
Oct. 5, 2009	Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland Release No. LR-21236, AAER-3055
Oct. 1, 2009	Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant Release No. LR-21233
Oct. 1, 2009	Ronald Ferguson, Elizabeth Monrad, Christian Milton, Robert Graham and Christopher Garand Release No. LR-21235, AAER-3062
Oct. 1, 2009	Hedgelender LLC et al. Release No. LR-21234 See Also: SEC Complaint
Sept. 30, 2009	Jason M. Genet Release No. LR-21232 See Also: SEC Complaint
Sept. 30, 2009	K&L International Enterprises, Inc., et al. Release No. LR-21231
Sept. 30, 2009	William A. Huber and Hubadex, Inc. Release No. LR-21230 See Also: SEC Complaint
Sept. 30, 2009	AGCO Corporation Release No. LR-21229 See Also: SEC Complaint
Sept. 30, 2009	Michael A. Rivers and ARKR Trust LLC Release No. LR-21228, AAER-3060
Sept. 29, 2009	3001 AD, LLC, Jimmy L. Barker, Robert J. Ladrach, Marc S. Rifkin, Ronald B. Bowsky, Jack Maddock and Michael Weidgans Release No. LR-21227 See Also: SEC Complaint
Sept. 28, 2009	George Wesley Harris and Giant Operating, LLC, Defendants, and Stephen Christopher Plunkett, Giant Petroleum, Inc. and DSSC Operating LLC, Relief Defendants Release No. LR-21226
Sept. 28, 2009	Maximum Return Investments, Inc. and Clelia A. Flores Release No. LR-21225
Sept. 28, 2009	K&L International Enterprises, Inc., et al. Release No. LR-21224 See Also: SEC Complaint
Sept. 28, 2009	Frank Bluestein Release No. LR-21223 See Also: SEC Complaint
Sept. 24, 2009	Christopher A. Black Release No. LR-21222 See Also: SEC Complaint
Sept. 24, 2009	Reza Saleh and Amir Saleh Release No. LR-21221 See Also: SEC Complaint
Sept. 23, 2009	ConnectAJet.com, Inc., et al. Release No. LR-21220 See Also: SEC Complaint
Sept. 23, 2009	John P. Utsick, et al. Release No. LR-21219
Sept. 22, 2009	David L. Hersh Release No. LR-21218
Sept. 21, 2009	Uncommon Media Group, Inc., et al. Release No. LR-21217
Sept. 21, 2009	Uncommon Media Group, Inc., et al. Release No. LR-21216
Sept. 21, 2009	Regions Bank Release No. LR-21215 See Also: SEC Complaint
Sept. 21, 2009	John J. Bravata, et al. Release No. LR-21214
Sept. 18, 2009	Charles Johnson, Jr., Christopher Benyo, Michael Kennedy, John Tuli, and Kent Wakeford Release No. LR-21213, AAER-3052
Sept. 16, 2009	Tony E. Morrison and Texas Securities Partners LLC Release No. LR-21212 See Also: SEC Complaint
Sept. 16, 2009	Michael Lauer, et al. Release No. LR-21211
Sept. 14, 2009	Stuart W. Fuhlendorf and Isilon Systems, Inc. Release No. LR-21210, AAER-3050 See Also: SEC Complaint v. Fuhlendorf , SEC Complaint v. Isilon Systems
Sept. 14, 2009	Allen W. Moss Release No. LR-21209 See Also: SEC Complaint
Sept. 11, 2009	Robert D. Falor, et al. Release No. LR-21208
Sept. 11, 2009	Dana Holding Corporation (as Successor Registrant to Dana Corporation) Release No. LR-21207, AAER-3049 See Also: SEC Complaint File Number: 3-13614
Sept. 11, 2009	Paul D. Poetter, et. al. Release No. LR-21206 See Also: SEC Complaint
Sept. 11, 2009	Tenet Healthcare Corporation, et al. Release No. LR-21205, AAER-3047
Sept. 11, 2009	Daryl O. Anderson Release No. LR-21204 See Also: SEC Complaint
Sept. 9, 2009	Jeff L. Soisson and Karen Kaye Walker Release No. LR-21201 See Also: SEC Complaint
Sept. 9, 2009	Angel Acquisition Corp., et al Release No. LR-21203
Sept. 9, 2009	Timothy J. Huff Release No. LR-21202, AAER-3046 See Also: SEC Complaint
Sept. 8, 2009	Gary A. Reys; CellCyte Genetics Corporation and Ronald W. Berninger Release No. LR-21200 See Also: SEC Complaint v. Reys , SEC Complaint v. CellCyte Genetics and Berninger
Sept. 8, 2009	Philip G. Barry, Leverage Group, Leverage Option Management Co., Inc., and North American Financial Services Release No. LR-21199 See Also: SEC Complaint
Sept. 8, 2009	Sidney S. Hanson, Charlotte M. Hanson, Queen Shoals, LLC, Queen Shoals II, LLC, Queen Shoals Capital, LLC, Queen Shoals Fund, LLC, Queen Shoals Group, LLC, Queen Shoals Holdings, LLC, Dominion Growth Fund, LLC, Dynasty Growth Fund, LLC, Heritage Growth Fund, LLC, Secure Wealth Fund, LLC, Select Fund, LLC, Two Oaks Fund, LLC Release No. LR-21198 See Also: SEC Complaint
Sept. 3, 2009	Doyle Scott Elliott, Scott Elliott, Inc., Michael Xirinachs, Emerald Asset Advisors LLC, Robert Weidenbaum, and CLX & Associates, Inc. Release No. LR-21197 See Also: SEC Complaint
Sept. 3, 2009	Jeffrey L. Mowen et al. Release No. LR-21196 See Also: SEC Complaint
Sept. 3, 2009	The Hain Celestial Group, Inc. Release No. LR-21195, AAER-3045 See Also: SEC Complaint
Sept. 1, 2009	VeriFone Holdings, Inc. and Paul Periolat Release No. LR-21194, AAER-3044 See Also: SEC Complaint
Sept. 1, 2009	Golden Apple Oil and Gas, Inc., et. al. Release No. LR-21193A See Also: SEC Complaint
Aug. 31, 2009	Sarath B. Gangavarapu Release No. LR-21192 See Also: SEC Complaint
Aug. 31, 2009	David A. Souza and D.A. Souza Investments Release No. LR-21191 See Also: SEC Complaint
Aug. 28, 2009	Oscar H. Meza Release No. LR-21190, AAER-3041 See Also: SEC Complaint
Aug. 27, 2009	Michael J. Moore and Moore & Associates Chartered Release No. LR-21189A, AAER-3040
Aug. 27, 2009	Ben-Wal Leasing Company, et al. Release No. LR-21188
Aug. 27, 2009	Duane N. Martin and Gary Trump Release No. LR-21187 See Also: SEC Complaint
Aug. 27, 2009	William Graulich, IV and iVest International Holdings, Inc. Release No. LR-21186 See Also: SEC Complaint
Aug. 27, 2009	John F. Marshall, et al. Release No. LR-21185A See Also: SEC Complaint
Aug. 26, 2009	Titan Wealth Management, LLC, Point West Partners, LLC, and Thomas Lester Irby II, Defendants, and Joseph Romanow, David Romanow, Karen Bowie, France Michaud, John J. Kim, and Pegasus Holdings Group, Inc. Release No. LR-21184
Aug. 24, 2009	Nancy Jewell, Kristin Mays, and Matthew B. Murphy, III Release No. LR-21183 See Also: SEC Complaint
Aug. 23, 2009	Darrel West and Own My Travel, LLC Release No. LR-21182 See Also: SEC Complaint
Aug. 20, 2009	Mohit A. Khanna and MAK 1 Enterprises Group, LLC, et al. Release No. LR-21181 See Also: SEC Complaint
Aug. 19, 2009	Daniel M. Kantrowitz Release No. LR-21180 See Also: SEC Complaint
Aug. 18, 2009	Eric Todd Seiden and Kamal Abdallah Release No. LR-21179 See Also: SEC Complaint
Aug. 13, 2009	Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger Release No. LR-21178 See Also: SEC Complaint
Aug. 12, 2009	Terex Corporation Release No. LR-21177, AAER-3035 See Also: SEC Complaint
Aug. 12, 2009	L. Daniel Ferrer Release No. LR-21176 See Also: SEC Complaint
Aug. 12, 2009	Edwin B. Lyon, IV, et al. Release No. LR-21175 See Also: SEC Complaint
Aug. 11, 2009	Frank DiPascali, Jr. Release No. LR-21174 See Also: SEC Complaint
Aug. 7, 2009	2Randall Consulting Group, LLC and Brion Gary Randall, Defendants Release No. LR-21173 See Also: SEC Complaint
Aug. 6, 2009	CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge Release No. LR-21172 See Also: SEC Complaint File Number: 3-13304
Aug. 6, 2009	Maurice R. Greenberg and Howard I. Smith Release No. LR-21170, AAER-3032 See Also: SEC Complaint
Aug. 5, 2009	Johannes Gerhardus Andreae Release No. LR-21168, AAER-3030
Aug. 5, 2009	Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc. Release No. LR-21169
Aug. 4, 2009	Omar Ali Rizvi, Bellwether Venture Capital Fund I, Inc., and Strategy Partners, LLC Release No. LR-21167
Aug. 4, 2009	General Electric Company Release No. LR-21166, AAER-3029 See Also: SEC Complaint
Aug. 3, 2009	Medical Capital Holdings, Inc.; Medical Capital Corporation; Medical Provider Funding Corporation VI; Sidney M. Field; and Joseph J. Lampariello Release No. LR-21165
Aug. 3, 2009	Bank of America Corp. Release No. LR-21164 See Also: SEC Complaint , SEC Amended Complaint
Aug. 3, 2009	Kenneth Selterman and Patti Tay Release No. LR-21163, AAER-3028 See Also: SEC Complaint
July 31, 2009	Nature's Sunshine Products, Inc., Douglas Faggioli and Craig D. Huff Release No. LR-21162 See Also: SEC Complaint
July 31, 2009	Steven E. Tennies and Price Geld & Company, Inc. Release No. LR-21161 See Also: SEC Complaint
July 30, 2009	Robert Glenn Bard and Vision Specialist Group LLC Release No. LR-21160 See Also: SEC Complaint
July 30, 2009	Steven R. Chamberlain, Elaine M. Brown and Gary A. Prince Release No. LR-21159
July 29, 2009	Diversity Capital Investments, Inc., et al. Release No. LR-21158 See Also: SEC Complaint
July 28, 2009	Radical Bunny, LLC, Tom Hirsch, Berta Walder, Howard Walder, and Harish Shah Release No. LR-21157 See Also: SEC Complaint
July 28, 2009	Avery Dennison Corporation Release No. LR-21156, AAER-3020 See Also: SEC Complaint
July 28, 2009	John J. Bravata, et al. Release No. LR-21155 See Also: SEC Complaint
July 27, 2009	Khaled Mohammed Sharif Al Sayed Al Hashemi a.k.a Khaled Al Hashemi Release No. LR-21154 See Also: SEC Complaint
July 27, 2009	Darryl Lamonth Clark Release No. LR-21153

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