Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Dec. 5, 2005	Claude Lefebvre et al. Release No. LR-19484
Dec. 5, 2005	WMDS, Inc. et al. Release No. LR-19483
Dec. 2, 2005	David M. Wolfson et al. Release No. LR-19482
Dec. 2, 2005	Peter S. Jessop, Socius Holdings Ltd., SIGF, S.A., Steven R. Wright, International Solutions, Inc., Shawn Casius and Logic's Consulting, Inc. Release No. LR-19481 See Also: Complaint in this matter
Dec. 1, 2005	Joel Steinger, et al. Release No. LR-19480
Dec. 1, 2005	David T. Thomson, CPA, and David T. Thomson PC Release No. LR-19479, AAER-2349 File Number: 3-11453
Nov. 30, 2005	Vincent A. Lenarcic, Jr. and New Vision Investment Funds, LLC, Defendants, and QMA Investment Management, LLC, Relief Defendant Release No. LR-19478 See Also: Complaint in this matter
Nov. 30, 2005	Friedman's Inc. Release No. LR-19477, AAER-2351 See Also: Complaint in this matter
Nov. 29, 2005	Integrated Services Group Inc., James L. Rowton and David M. Loev Release No. LR-19476 See Also: Complaint in this matter
Nov. 29, 2005	James A. Franklin, et al. Release No. LR-19475
Nov. 29, 2005	Berton M. Hochfeld and Hochfeld Capital Management Release No. LR-19474
Nov. 22, 2005	Mark R. Conway and Groundswell Partners LLC Release No. LR-19473
Nov. 18, 2005	Focus Financial Associates, Inc. Release No. LR-19472
Nov. 18, 2005	Allixon International Corp., et al. Release No. LR-19471 See Also: Complaint in this matter
Nov. 17, 2005	Amerindo Investment Advisors Inc., et al. Release No. LR-19470 See Also: Complaint in this matter
Nov. 17, 2005	Save The World Air, Inc., Jeffrey Alan Muller, and Billy Blackwelder Release No. LR-19469
Nov. 17, 2005	Paul E. Johnson Release No. LR-19468
Nov. 16, 2005	Jonathan D. Nelson (Defendant), XIT Land & Energy, Inc., Chisum Travel Center, Ltd., Z8 Properties, Ltd., Three Stars Aviation, LLC, and Chisum Coach, Ltd. (Defendants Solely for Purposes of Equitable Relief) Release No. LR-19467, AAER-2345
Nov. 16, 2005	James E. Franklin, et al. Release No. LR-19466
Nov. 16, 2005	PacketPort.com, Inc., Ronald Durando, PacketPort, Inc., Microphase Corp., Robert H. Jaffe, Gustave Dotoli, IP Equity, Inc., M. Christopher Agarwal, Theodore Kunzog, and William Coons, III Release No. LR-19465 See Also: Complaint in this matter
Nov. 16, 2005	WMDS, Inc.; One Universe Online, Inc.; Seng Tan; James Bunchan and Christian Rochon Release No. LR-19464 See Also: Complaint in this matter
Nov. 15, 2005	Kevin James Quinn Release No. LR-19463 File Number: 3-10013
Nov. 9, 2005	Learn Waterhouse, Inc.; Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta Release No. LR-19461
Nov. 9, 2005	High Park Investment Group Inc., a Nevada Corporation; Harbor Financial Investment Group, Inc., a Nevada Corporation and Edward R. Showalter Release No. LR-19462 See Also: Complaint in this matter
Nov. 9, 2005	Mark R. Conway and Groundswell Partners LLC Release No. LR-19460 See Also: Complaint in this matter
Nov. 8, 2005	Russ R. Luciano, et al. Release No. LR-19459
Nov. 4, 2005	National Presto Industries, Inc. Release No. LR-19458
Nov. 4, 2005	One or More Unknown Purchasers of Call Options for the Common Stock of Placer Dome Inc. Release No. LR-19457A
Nov. 3, 2005	One or More Unknown Purchasers of Call Options for the Common Stock of Placer Dome Inc. Release No. LR-19457
Nov. 3, 2005	Zvi Fuks, A.K.A. Zvi Fuchs, and Sabina Ben-Yehuda, A.K.A. Sonia Ben Yehuda Release No. LR-19456
Nov. 2, 2005	David G. Zilli Release No. LR-19455, AAER-2342
Nov. 2, 2005	Brian Crowley, Robert Henuset, Ritchie Langfield, Frank Lysiak, Ernie Rosenberg, Dale Schulz, and Larry Stone Release No. LR-19454, AAER-2341
Nov. 2, 2005	Philip J. Yoder Individually and d/b/a All The Way to the Top Release No. LR-19453
Nov. 2, 2005	Uncommon Media Group, Inc., et al. Release No. LR-19452
Nov. 1, 2005	William F. Mahon and Dean J. Jupiter et. al. Release No. LR-19451
Nov. 1, 2005	Lohmus Haavel & Viisemann, et al. Release No. LR-19450 See Also: Complaint in this matter
Oct. 31, 2005	Northshore Asset Maganagement, et al. Release No. LR-19449
Oct. 31, 2005	Bill L. Stapleton Release No. LR-19448 See Also: Complaint in this matter
Oct. 28, 2005	William E. Kraemer, et al. Release No. LR-19447
Oct. 28, 2005	International BioChemical Industries, Inc. and Timothy Moses Release No. LR-19446
Oct. 25, 2005	James P. Lewis Jr. Release No. LR-19445
Oct. 25, 2005	Robert R. Ross et al. Release No. LR-19444
Oct. 25, 2005	Ocumed Group, Inc., Alfred R. Caggia and Louise A. Cummings Release No. LR-19443, AAER-2340
Oct. 24, 2005	Randall Treadwell Release No. LR-19442
Oct. 24, 2005	Donald Matthew Greth and Brenda B. Melton Release No. LR-19441 See Also: Complaint in this matter
Oct. 21, 2005	Rhino Ecosystems, Inc., et al. Release No. LR-19440
Oct. 20, 2005	Scott Gershon, Paul Cifaldi, Neil Silver and Robert Davis Release No. LR-19439, AAER-2339 See Also: Complaint in this matter
Oct. 20, 2005	Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey Release No. LR-19438, AAER-2338
Oct. 20, 2005	Lucent Technologies Inc., et al. Release No. LR-19437, AAER-2337
Oct. 19, 2005	William F. Mahon and Dean J. Jupiter et. al. Release No. LR-19436
Oct. 19, 2005	Melkon Gharakhanian, aka Michael Garian Release No. LR-19435
Oct. 19, 2005	James Lamar McMichael and Nancy A. McMichael Release No. LR-19434 See Also: Complaint in this matter
Oct. 19, 2005	Glen W. Hilker, et al. Release No. LR-19433
Oct. 18, 2005	Brandmakers, Inc. and Gary F. Labrozzi Release No. LR-19432 See Also: Complaint in this matter
Oct. 18, 2005	FairPax.com, FairPax, Inc. and John Does 1-20 Release No. LR-19431
Oct. 14, 2005	Daryl G. Desjardins, Robert S. Zaba, Alnoor Jiwan, Ronald D. Brouillette, Jr. and Brian A. Koehn Release No. LR-19430
Oct. 13, 2005	Robert B. Petrosky Release No. LR-19429
Oct. 13, 2005	Wood River Capital Management, LLC, et al. Release No. LR-19428 See Also: Complaint in this matter
Oct. 13, 2005	Joseph W. Daniel Release No. LR-19427
Oct. 13, 2005	Charles L. Harris, Tradewinds International, L.L.C. and Tradewinds International II, L.P. Release No. LR-19426
Oct. 12, 2005	Gregory Applegate Release No. LR-19425
Oct. 12, 2005	Scott R. Sacane, et al. Release No. LR-19424 See Also: Complaint in this matter , Appendix A , Appendix B , Appendix C , Appendix D
Oct. 12, 2005	Edward Thomas Jung Release No. LR-19423
Oct. 12, 2005	Theodore Charles Sihpol III Release No. LR-19422
Oct. 11, 2005	Gary L. Pilgrim, et al. Release No. LR-19421
Oct. 6, 2005	Ken C. Chow, et al. Release No. LR-19419
Oct. 6, 2005	KPMG LLP, et al. Release No. LR-19418, AAER-2333
Oct. 6, 2005	Fred Gold, John D. Parson and Brendon P. McDonald Release No. LR-19417, AAER-2332 See Also: Complaint in this matter
Oct. 6, 2005	W.L. Ware Enterprises, Inc., et al., and Warren L. Ware Release No. LR-19420
Oct. 5, 2005	Duane Kimble and Carene Kunkler and In the Matter of Duane Kimble, CPA, and Carene Kunkler Release No. LR-19416, AAER-2331 File Number: 3-12069
Oct. 5, 2005	Spear & Jackson, Inc. Release No. LR-19415
Oct. 5, 2005	One or More Unknown Purchasers of Call Options for the Common Stock of InVision Technologies, Inc. Release No. LR-19414
Oct. 5, 2005	Benjamin Rogatinsky and Reuven Rogatinsky Release No. LR-19413, AAER-2330
Oct. 4, 2005	Learn Waterhouse, Inc.; Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta Release No. LR-19412
Oct. 4, 2005	United Currency Group, Inc. and Adam Swickle Release No. LR-19411
Sept. 30, 2005	Frank M. Bergonzi, Martin L. Grass, and Franklin C. Brown Release No. LR-19409
Sept. 30, 2005	Ehrenkrantz King Nussbaum, Inc., Anthony Ottimo, and Brendan E. Murray Release No. LR-19410, AAER-2328
Sept. 29, 2005	NJ Affordable Homes Corp. And Wayne Puff Release No. LR-19408
Sept. 29, 2005	Gary L. Valinoti Release No. LR-19407 See Also: Complaint in this matter
Sept. 29, 2005	Samuel Israel III; Daniel E. Marino; Bayou Management, LLC; Bayou Accredited Fund, LLC; Bayou Affiliates Fund, LLC; Bayou No Leverage Fund, LLC; and Bayou Superfund, LLC Release No. LR-19406 See Also: Complaint in this matter
Sept. 29, 2005	LeeRoy Allen, Jr. Release No. LR-19405, AAER-2324 See Also: Complaint in this matter
Sept. 29, 2005	Michael K.C. Tom, et al. Release No. LR-19404 See Also: Complaint in this matter
Sept. 29, 2005	Del Global Technologies Corp., Inc.,et al. Release No. LR-19403, AAER-2323
Sept. 29, 2005	Saad, et al. Release No. LR-19402, AAER-2322
Sept. 29, 2005	Michael J. Lawler Release No. LR-19401, AAER-2321
Sept. 29, 2005	Steven M. Bolla, Washington Investment Network, Susan Bolla and Robert Radano Release No. LR-19400 See Also: Memorandum Opinion
Sept. 29, 2005	K.L. Group, LLC, et al. Release No. LR-19399
Sept. 28, 2005	Larry W. Tyler, Advanced Financial Services, Inc., et al. Release No. LR-19398
Sept. 27, 2005	David C. Guenthner And Jay M. Samuelson Release No. LR-19397
Sept. 27, 2005	Amit Mathur, et al. Release No. LR-19396 See Also: Complaint in this matter
Sept. 26, 2005	William Edward Sears and Patricia Jean Sears Million Release No. LR-19395 See Also: Complaint in this matter
Sept. 26, 2005	Paul Sandifur, Jr., et al. Release No. LR-19394, AAER-2320 See Also: Complaint in this matter
Sept. 26, 2005	Brian G. Paquette and William G. Lawrence Release No. LR-19393 See Also: Complaint in this matter
Sept. 26, 2005	Harvey P. Tabb Release No. LR-19392 See Also: Complaint in this matter
Sept. 23, 2005	Keith G. Baxter, Ronald J. Goedde, Richard D. Nye, Robert E. Ellington and Anthony W. O'Dell Release No. LR-19391, AAER-2319
Sept. 23, 2005	John W. Surgent, et al. Release No. LR-19390
Sept. 22, 2005	Armand Dauplaise and Bernard Shinder Release No. LR-19387, AAER-2318
Sept. 22, 2005	Barry J. Goodman et al. Release No. LR-19386
Sept. 22, 2005	Jerry C. Moyes Release No. LR-19389
Sept. 22, 2005	Herman's World of Sports, Inc., Thomas J. Dzwilewski, Michael Eisemann, and Louis Montaino Release No. LR-19388

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