Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
April 25, 2017	Matthew A. Krimm, et al. Release No. LR-23811 See Also: SEC Complaint
April 25, 2017	Kevin J. Amell Release No. LR-23812 See Also: SEC Complaint
April 21, 2017	Kent P. Watts, et al. Release No. LR-23810 See Also: SEC Complaint
April 19, 2017	Matthew W. Fox and Wayne Energy, LLC Release No. LR-23809 See Also: SEC Complaint
April 17, 2017	Justin D. Meadlin and Hyaline Capital Management, LLC Release No. LR-23808 See Also: SEC Complaint
April 14, 2017	Christopher R. Esposito, et al. Release No. LR-23807
April 14, 2017	4D Circle LLC a/k/a Enoetics, LLC, Mantford C. Hawkins, and David E. Bell Release No. LR-23806 See Also: SEC Complaint
April 13, 2017	Mustafa David Sayid Release No. LR-23805 See Also: SEC Complaint
April 13, 2017	Ryan Gilbertson, et al. Release No. LR-23804
April 13, 2017	Daniel H. Glick, et al Release No. LR-23803
April 12, 2017	Lidingo Holdings, LLC, et al., CSIR Group, LLC, et al. Release No. LR-23802 See Also: SEC Complaint-Lidingo , and SEC Complaint-CSIR
April 6, 2017	Lawrence F. Cluff, Jr. and Roger E. Shaoul Release No. LR-23801
April 6, 2017	Michael D. Shumway Release No. LR-23800 See Also: SEC Complaint
April 5, 2017	Thomas J. Connerton and Safety Technologies LLC Release No. LR-23799
April 4, 2017	Lucita A. Zamoras Release No. LR-23798 See Also: SEC Complaint
April 3, 2017	Vlad B. Spivak, et al. Release No. LR-23797
April 3, 2017	Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), et al. Release No. LR-23796
March 30, 2017	Clayton A. Cohn, et al. Release No. LR-23795
March 29, 2017	Daniel H. Glick, et al Release No. LR-23794 See Also: SEC Complaint
March 29, 2017	Mark McKinnies Release No. LR-23793 See Also: SEC Complaint , Administrative Proceedings Release
March 28, 2017	Mark A. Jones Release No. LR-23792
March 27, 2017	LottoNet Operating Corp., et al. Release No. LR-23791
March 24, 2017	Nino Coppero del Valle et al. Release No. LR-23790
March 24, 2017	Ariel Darvasi and Amir Waldman Release No. LR-23789 See Also: SEC Complaint
March 24, 2017	TelexFree, Inc. et al. Release No. LR-23788
March 23, 2017	Dr. Keith Laggos Release No. LR-23787
March 23, 2017	Steven A. Hartung Release No. LR-23786 See Also: SEC Complaint
March 23, 2017	Thomas J. Connerton and Safety Technologies LLC Release No. LR-23785
March 23, 2017	Christopher Ludwig Release No. LR-23784 See Also: SEC Complaint
March 20, 2017	Michael J. Maciocio and David P. Hobson Release No. LR-23783
March 20, 2017	Jerry Miller Release No. LR-23782
March 17, 2017	Patrick Churchville, et al. Release No. LR-23781
March 15, 2017	Strategic Capital Management, LLC and Michael J. Breton Release No. LR-23779
March 15, 2017	Andy Shin Fong Chen, et al. Release No. LR-23778 See Also: SEC Complaint
March 15, 2017	Todd David Alpert Release No. LR-23780 See Also: SEC Complaint
March 13, 2017	Gregory E. Webb, et al. Release No. LR-23777
March 10, 2017	Lek Securities Corporation, et al. Release No. LR-23776 See Also: SEC Complaint
March 10, 2017	Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie Release No. LR-23775, AAER-3861 See Also: SEC Complaint
March 9, 2017	Notis Global, Inc. (f/k/a Medbox, Inc.), et al. Release No. LR-23774
March 9, 2017	VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams Release No. LR-23773 See Also: SEC Complaint
March 7, 2017	Marrien Neilson Release No. LR-23772
March 7, 2017	Joseph Meli, et al. Release No. LR-23771 See Also: SEC Complaint , and Temporary Restraining Order
March 6, 2017	Yu-Cheng Lin Release No. LR-23769
March 6, 2017	Nathanial D. Ponn Release No. LR-23770
March 3, 2017	Capital Financial Partners, LLC et al. Release No. LR-23768
March 3, 2017	Arcturus Corporation, et al. Release No. LR-23767
March 3, 2017	Thomas D. Melvin, Jr., et al. Release No. LR-23766
March 3, 2017	Desarrolladora Homex S.A.B. de C.V Release No. LR-23765, AAER-3862 See Also: SEC Complaint
March 3, 2017	J. Patrick O'Neill and Robert H. Bray Release No. LR-23764
March 2, 2017	Upstate Law Group, LLC, et al. Release No. LR-23763
March 2, 2017	Renato Rodriguez and Gutemberg Dos Santos Release No. LR-23762 See Also: SEC Complaint
Feb. 28, 2017	Tropikgadget FZE, et al. Release No. LR-23761
Feb. 28, 2017	One or More Unknown Traders in the Securities of Fortress Investment Group, LLC Release No. LR-23760 See Also: SEC Complaint
Feb. 27, 2017	Christopher J. Hall Release No. LR-23759
Feb. 24, 2017	Harrison Schumacher, et al. Release No. LR-23758
Feb. 22, 2017	Sean Stewart et al. Release No. LR-23757
Feb. 21, 2017	FX & Beyond Corporation et al. Release No. LR-23756 See Also: SEC Complaint
Feb. 21, 2017	William P. Carlson, Jr. Release No. LR-23755 See Also: SEC Complaint
Feb. 17, 2017	James Y. Lee, et al. Release No. LR-23754
Feb. 17, 2017	Darrell Glenn Hardaway and Hardaway Net-Works, Inc. Release No. LR-23753 See Also: SEC Complaint
Feb. 16, 2017	Patrick O. Howard, et al. Release No. LR-23752
Feb. 16, 2017	John Abio and Abio Financial Group, Inc. Release No. LR-23751 See Also: SEC Complaint
Feb. 14, 2017	James P. Toner, Jr. Release No. LR-23750
Feb. 14, 2017	Terminus Energy, Inc., et al. Release No. LR-23749 See Also: SEC Complaint
Feb. 13, 2017	Yu-Cheng Lin (a.k.a. Believe Lin) Release No. LR-23748 See Also: SEC Complaint , and Temporary Restraining Order
Feb. 10, 2017	Shaohua (Michael) Yin, et al. Release No. LR-23747 See Also: SEC Complaint
Feb. 10, 2017	Alan Barry Staples Release No. LR-23746 See Also: SEC Complaint
Feb. 8, 2017	Oxford City Football Club, Inc., et al. Release No. LR-23745
Feb. 7, 2017	Zev Saltsman, et al. Release No. LR-23744
Feb. 7, 2017	Michael Affa, et al. Release No. LR-23743
Feb. 6, 2017	Mark J. Varacchi, et al. Release No. LR-23742
Feb. 3, 2017	Ixia and Victor Alston Release No. LR-23741, AAER-3859 See Also: SEC Complaint File Number: 3-17825
Feb. 3, 2017	Hold Brothers On-Line Investment Services, LLC, et al. Release No. LR-23740
Feb. 2, 2017	Varacchi, et al. Release No. LR-23739 See Also: SEC Complaint
Feb. 2, 2017	Paul A. Garcia, et al. Release No. LR-23738 See Also: SEC Complaint
Feb. 1, 2017	Patric Ken Baccam Release No. LR-23737
Feb. 1, 2017	Samuel DelPresto, et al. Release No. LR-23736
Jan. 31, 2017	Joseph Meli et al. Release No. LR-23735
Jan. 30, 2017	Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC Release No. LR-23734
Jan. 30, 2017	Clayton A. Cohn Release No. LR-23733
Jan. 27, 2017	Brian S. Hudnall, et al. Release No. LR-23732 See Also: SEC Complaint
Jan. 27, 2017	Joseph Meli et al. Release No. LR-23731 See Also: SEC Complaint
Jan. 27, 2017	Christopher R. Esposito, et al. Release No. LR-23730
Jan. 27, 2017	Herman Ronnie Young, Jr. d/b/a Race Cycler Release No. LR-23729 See Also: SEC Complaint
Jan. 26, 2017	Michael L. Cohen and Vanja Baros Release No. LR-23728 See Also: SEC Complaint
Jan. 25, 2017	Mathias Francisco Sandoval Herrera, Maria D. Cidre, and Jose Antonio Miranda Gonzalez Release No. LR-23726 See Also: SEC Complaint
Jan. 25, 2017	Strategic Capital Management, LLC et al. Release No. LR-23727
Jan. 24, 2017	Dwayne Edwards, et al. Release No. LR-23725 See Also: SEC Complaint
Jan. 23, 2017	George N. Krinos Release No. LR-23724
Jan. 19, 2017	James M. Louks et al. Release No. LR-23723
Jan. 19, 2017	Cort Poyner et al. Release No. LR-23722
Jan. 18, 2017	San Francisco Regional Center, LLC, et al. Release No. LR-23721 See Also: SEC Complaint
Jan. 13, 2017	Robin G. Charlet, Steven W. Sparks, Gregory J. Tuthill and Kirk D. Porter Release No. LR-23720 See Also: SEC Complaint
Jan. 13, 2017	Gregg R. Mulholland Release No. LR-23719
Jan. 12, 2017	Daniel Thibeault, et al. Release No. LR-23718
Jan. 12, 2017	Gregory W. Gray, Jr., et al. Release No. LR-23717
Jan. 10, 2017	Gregory T. Dean and Donald J. Fowler Release No. LR-23715 See Also: SEC Complaint
Jan. 10, 2017	Douglas Furth Release No. LR-23716
Dec. 28, 2016	AJN Investments, LLC et al. Release No. LR-23714 See Also: SEC Complaint
Dec. 28, 2016	Interinvest Corporation, Inc. et al. Release No. LR-23713

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