Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Feb. 27, 2019	Elon Musk Release No. LR-24413
Feb. 27, 2019	Castleberry Financial Services Group, LLC, et al. Release No. LR-24412 See Also: SEC Complaint
Feb. 26, 2019	Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC Release No. LR-24411 See Also: SEC Complaint
Feb. 25, 2019	Jack D. Massimino and Robert C. Owen Release No. LR-24410 See Also: SEC Complaint
Feb. 22, 2019	Walter C. Little and Andrew M. Berke Release No. LR-24409
Feb. 22, 2019	James S. Polese, et al. Release No. LR-24408
Feb. 21, 2019	Spartan Securities Group, Ltd., Island Capital Management LLC, Carl E. Dilley, Micah J. Eldred and David D. Lopez Release No. LR-24405 See Also: SEC Complaint
Feb. 21, 2019	Mathias Francisco Sandoval Herrera and Maria D. Cidre Release No. LR-24407
Feb. 21, 2019	Joseph Frank Vacante Release No. LR-24406 See Also: SEC Complaint
Feb. 15, 2019	Brian Hirsch et al. Release No. LR-24404 See Also: Administrative Proceedings Release
Feb. 15, 2019	Joshua Sason, et al. (Corrected) Release No. LR-24403 See Also: SEC Complaint
Feb. 15, 2019	Gordon J. Coburn and Steven E. Schwartz Release No. LR-24402 See Also: SEC Complaint
Feb. 15, 2019	Inteligentry, Ltd., PlasmERG, Inc., PTP Licensing, Ltd. and John P. Rohner Release No. LR-24401
Feb. 14, 2019	Blockvest, LLC, et al. Release No. LR-24400 See Also: Order
Feb. 13, 2019	Gene Daniel Levoff Release No. LR-24399 See Also: SEC Complaint
Feb. 12, 2019	Jason McDiarmid, et al. Release No. LR-24398
Feb. 12, 2019	Kevin R. Kuhnash and Jason P. Jimerson Release No. LR-24397 See Also: SEC Complaint
Feb. 12, 2019	Michael J. Kipp, et al. Release No. LR-24396
Feb. 11, 2019	NL Technology, LLC et al. Release No. LR-24394
Feb. 11, 2019	PixarBio Corp. et al. Release No. LR-24395
Feb. 8, 2019	Spark Trading Group, LLC and Niket Shah Release No. LR-24393
Feb. 7, 2019	Robert Alexander and Kizzang LLC Release No. LR-24392 See Also: SEC Complaint
Feb. 5, 2019	Edward Withrow, et al. Release No. LR-24391
Feb. 4, 2019	Thomas Conrad, Jr. et al. Release No. LR-24390
Feb. 1, 2019	Anthony J. Thompson, Jr., et al. Release No. LR-24389
Feb. 1, 2019	Alexander C. Burns, et al. Release No. LR-24388 See Also: SEC Complaint
Jan. 31, 2019	David Aubel and Robert Raffa Release No. LR-24387
Jan. 29, 2019	Daniel H. Glick, et al. Release No. LR-24386
Jan. 29, 2019	Phillip Michael Carter, et al. Release No. LR-24385 See Also: SEC Complaint
Jan. 28, 2019	Howard B. Present Release No. LR-24384
Jan. 28, 2019	Joseph A. Meyer, Jr. and Statim Holdings, Inc. Release No. LR-24383 See Also: SEC Complaint
Jan. 25, 2019	American Growth Funding II, LLC, et al. Release No. LR-24382 See Also: Final Judgment - AGF II , Judgment - Johnson
Jan. 17, 2019	Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd. Release No. LR-24381 See Also: SEC Complaint
Dec. 26, 2018	Cherubim Interests, Inc., PDX Partners, Inc., Victura Construction Group, Inc., and Patrick Jevon Johnson Release No. LR-24380
Dec. 21, 2018	John T. Place, et al. Release No. LR-24379
Dec. 21, 2018	China United Insurance Service, Inc., et al. Release No. LR-24378 See Also: SEC Complaint
Dec. 20, 2018	Grenda Group, LLC, et al. Release No. LR-24377 See Also: SEC Complaint
Dec. 19, 2018	Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al. Release No. LR-24376 See Also: Davis Complaint , Goodman Complaint , New Complaint
Dec. 17, 2018	Peter Cho Release No. LR-24375 See Also: SEC Complaint
Dec. 14, 2018	Thomas H. Laws, et al. Release No. LR-24373 See Also: SEC Complaint
Dec. 14, 2018	Craig Arsenault, Atlas Capital Management, Inc., and ACT Global Investments Release No. LR-24374 See Also: SEC Complaint
Dec. 13, 2018	Gregory E. Webb, et al. Release No. LR-24372
Dec. 10, 2018	Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni Release No. LR-24371 See Also: SEC Complaint
Dec. 10, 2018	Jared Jeffrey Davis and Dale Burke Pinchot Release No. LR-24370 See Also: SEC Complaint
Dec. 7, 2018	NVC Fund LLC and Frank Ekejija Release No. LR-24369
Dec. 6, 2018	Jesse C. Litvak Release No. LR-24368
Dec. 6, 2018	Michael B. Rothenberg Release No. LR-24367 See Also: SEC Complaint
Dec. 6, 2018	Chen et al. Release No. LR-24366 See Also: SEC Complaint
Dec. 3, 2018	David G. Dreslin, et al. Release No. LR-24365 See Also: SEC Complaint
Dec. 3, 2018	Mark Suleymanov Release No. LR-24364 See Also: SEC Complaint
Nov. 30, 2018	Jared Gabriel Forrester Release No. LR-24363 See Also: SEC Complaint
Nov. 29, 2018	Eric T. Landis et al. Release No. LR-24362
Nov. 28, 2018	Morrie Tobin et al. Release No. LR-24361 See Also: SEC Complaint
Nov. 26, 2018	Zev Saltsman, et al. Release No. LR-24360
Nov. 20, 2018	Kimberly Pine Kitts Release No. LR-24359
Nov. 20, 2018	Steve Qi, et al. Release No. LR-24358
Nov. 20, 2018	Home Solutions of America, Inc., et al. Release No. LR-24357
Nov. 16, 2018	James S. Polese, et al. Release No. LR-24356
Nov. 16, 2018	Giga Entertainment Media, Inc. et al. Release No. LR-24355 See Also: SEC Complaint
Nov. 16, 2018	Gaylen D. Rust and Rust Rare Coin, Inc. Release No. LR-24354 See Also: SEC Complaint
Nov. 15, 2018	Dhru Desai Release No. LR-24352 File Number: 3-18841
Nov. 15, 2018	Town of Ramapo, et al. Release No. LR-24351
Nov. 15, 2018	Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc. Release No. LR-24353
Nov. 14, 2018	James V. Mazzo, et al. Release No. LR-24350
Nov. 13, 2018	Richard G. Cody, et al. Release No. LR-24349
Nov. 9, 2018	Joseph Meli, et al. Release No. LR-24348
Nov. 9, 2018	Arthur Lamar Adams et al. Release No. LR-24347
Nov. 9, 2018	Kevin B. Merrill, et al. Release No. LR-24346
Nov. 8, 2018	Eric J. "EJ" Dalius et al. Release No. LR-24345 See Also: SEC Complaint
Nov. 8, 2018	Ricardo H. Goldman Release No. LR-24344 See Also: SEC Complaint
Nov. 8, 2018	Craig H. Carton, et al. Release No. LR-24343
Nov. 8, 2018	SeeThruEquity, LLC et al. Release No. LR-24341 See Also: SEC Complaint
Nov. 8, 2018	James E. Hengen Release No. LR-24340 See Also: SEC Complaint
Nov. 8, 2018	Eric P. Lesak, et al. Release No. LR-24339
Nov. 8, 2018	Slobodan Dragojlovic Release No. LR-24338 See Also: SEC Complaint
Nov. 8, 2018	Michael E. Cone, et al Release No. LR-24342 See Also: SEC Complaint
Nov. 7, 2018	Core Performance Management, LLC, et al., RMR Asset Management Company, et al. Release No. LR-24337
Nov. 6, 2018	Robert A. Ferrante and Marilyn R. Thomassen, et al. Release No. LR-24336 See Also: SEC Complaint
Nov. 6, 2018	TelexFree, Inc. et al. Release No. LR-24335
Nov. 2, 2018	Douglas P. Simanski Release No. LR-24334 See Also: SEC Complaint
Nov. 2, 2018	Timothy J. Atkinson, et al., Ronald C. Montano, et al., Justin Blake Barrett and Grayson Brookshire Release No. LR-24333 See Also: et al. , et al. , and Justin Blake Barrett and Grayson Brookshire
Nov. 2, 2018	Brian Pappas, et al. Release No. LR-24332
Nov. 2, 2018	Charles A. Banks, IV Release No. LR-24331
Nov. 1, 2018	1Pool Ltd. a.k.a. 1Broker and Patrick Brunner Release No. LR-24330 See Also: SEC Complaint
Oct. 31, 2018	Brian Weber and Bebida Beverage Co. Release No. LR-24329 See Also: SEC Complaint
Oct. 30, 2018	Sean Kelly et al. Release No. LR-24328 See Also: SEC Complaint
Oct. 30, 2018	Roger Knox et al. Release No. LR-24327
Oct. 29, 2018	Yorkville Advisors, LLC, Mark Angelo and Edward Schinik Release No. LR-24326
Oct. 26, 2018	Philip Thomas Kueber Release No. LR-24325
Oct. 23, 2018	Alexander C. Burns, et al. Release No. LR-24324 See Also: SEC Complaint
Oct. 23, 2018	John Madsen, Andalusian Resorts and Spas, Inc., and Bernard Fried Release No. LR-24323
Oct. 22, 2018	Mark E. Fisher and Joseph F. Capuozzo Release No. LR-24322 See Also: SEC Complaint
Oct. 22, 2018	Bruce J. Fixelle, Genesis Advisory Services Corp., and Aurora Capital Management, LLC Release No. LR-24321 See Also: SEC Complaint
Oct. 18, 2018	Ross McLellan Release No. LR-24320
Oct. 18, 2018	Jean Danhong Chen, Tony Jianyun Ye, Kai Hao Robinson, Kuansheng Chen, Law Offices of Jean D. Chen, A Professional Corporation, Tree Lined Holdings, LLC, And Golden State Regional Center, LLC Release No. LR-24319 See Also: SEC Complaint
Oct. 18, 2018	Richard J. Greenlaw et al. Release No. LR-24318
Oct. 16, 2018	Bryan B. Long Release No. LR-24317 See Also: SEC Complaint
Oct. 12, 2018	Susan Werth, a.k.a. Susan Worth, Corporate Mystic, LLC, Commercial Exchange Solutions, Incorporated, and Exchange Solutions Company Release No. LR-24316 See Also: SEC Complaint
Oct. 11, 2018	Harold L. Altvater Release No. LR-24315
Oct. 11, 2018	Blockvest, LLC and Reginald Buddy Ringgold, III a/k/a Rasool Abdul Rahim El Release No. LR-24314 See Also: SEC Complaint

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