Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
May 14, 2024	St. Julien et al. Release No. LR-26006
May 14, 2024	Jerry D. Guess Release No. LR-26005 See Also: SEC Complaint
May 13, 2024	Tyrone Johnny Lacy, Jr. Release No. LR-26004 See Also: SEC Complaint
May 13, 2024	Michael M. Beck and Helen Robinson Release No. LR-26003
May 10, 2024	Frank T. Poerio, Jr. Release No. LR-26002 See Also: SEC Complaint
May 10, 2024	FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, Rebecca Hershinger Release No. LR-26001 See Also: SEC Complaint
May 10, 2024	Robert Tye Cournoyer; Green Equity Group, LLC; RS Group Holdings, LLC Release No. LR-26000 See Also: SEC Complaint
May 8, 2024	Pison Stream Solutions, Inc. and Joseph James, Jr., et al. Release No. LR-25999 See Also: SEC Complaint
May 8, 2024	Eric M. Cobb Release No. LR-25998
May 7, 2024	Magna Group, LLC; Magna Equities II, LLC; MG Partners, Ltd; Joshua Sason; Marc Manuel Release No. LR-25997
May 7, 2024	Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward Release No. LR-25996
May 7, 2024	Curt Kramer; Power Up Lending Group, Ltd.; Geneva Roth Remark Holdings, Inc.; 1800 Diagonal Lending, LLC Release No. LR-25995 See Also: SEC Complaint
May 6, 2024	Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb Release No. LR-25994 See Also: Final Judgment - Mark Korb
May 3, 2024	Ahmed Alomari and MCM Consulting Release No. LR-25993 See Also: SEC Complaint
May 3, 2024	Robert M. Thompson; Financial Freedom Foundation d/b/a F3 Mastermind; Brandon Stucki Release No. LR-25992 See Also: SEC Complaint
May 1, 2024	Daniel E. Levin Release No. LR-25991
April 30, 2024	Jack B. Blount Release No. LR-25990 See Also: SEC Complaint
April 30, 2024	Sanjay Bhandari, Vinod Singhi, Rakesh Jain Release No. LR-25989 See Also: SEC Complaint
April 30, 2024	Martin Sumichrast Release No. LR-25988 See Also: Final Judgment
April 29, 2024	Tri-Bridge Ventures, LLC and John Francis Forsythe, III Release No. LR-25987 See Also: SEC Complaint
April 29, 2024	Mario E. Rivero Release No. LR-25986
April 26, 2024	Kevin Crotty Release No. LR-25985 See Also: SEC Complaint
April 24, 2024	Craig Allen Release No. LR-25984 See Also: SEC Complaint
April 24, 2024	Geosyn Mining, LLC, Caleb Joseph Ward, and Jeremy George McNutt Release No. LR-25983 See Also: SEC Complaint
April 22, 2024	Choice Advisors, LLC and Matthias O’Meara Release No. LR-25982 See Also: Order
April 22, 2024	City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora Release No. LR-25981
April 19, 2024	Michael Brackett Release No. LR-25980 See Also: SEC Complaint
April 17, 2024	Icaro Media Group, Inc., et al. Release No. LR-25979 See Also: SEC Complaint
April 15, 2024	George Stubos, et al. Release No. LR-25978 See Also: Final Judgment - Dori-Ann Stubos
April 15, 2024	Scott Lindell Release No. LR-25977
April 15, 2024	Gil Friedman Release No. LR-25976
April 12, 2024	Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development Release No. LR-25975 See Also: SEC Complaint
April 11, 2024	Justin Robert King Release No. LR-25974
April 11, 2024	Zachary J. Horwitz Release No. LR-25973
April 9, 2024	Rosenberger et al. Release No. LR-25972, AAER-4496
April 9, 2024	Mark Borden Release No. LR-25971 See Also: SEC Complaint
April 8, 2024	Matthew Panuwat Release No. LR-25970
April 5, 2024	Volkswagen Aktiengesellschaft, et al. Release No. LR-25969
April 4, 2024	Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network Release No. LR-25968
April 4, 2024	Eduardo Hernandez et al. Release No. LR-25967 See Also: SEC Complaint
April 3, 2024	ClearPath Wealth Management, LLC; Patrick Churchville Release No. LR-25966
April 3, 2024	Ronald Heineman Release No. LR-25965
April 3, 2024	Jason Nielsen Release No. LR-25964 See Also: Final Judgment
April 2, 2024	GA Investors Release No. LR-25963 See Also: Final Judgment
April 2, 2024	Travis Treusch Release No. LR-25962 See Also: SEC Complaint
March 29, 2024	FLiK et al. Release No. LR-25961
March 29, 2024	Christopher E. Galvin Release No. LR-25960
March 28, 2024	Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard Release No. LR-25959 See Also: Final Judgment
March 27, 2024	Jonathan William Mikula, et al. Release No. LR-25957
March 27, 2024	William Shupe and Daniel Cattlin Release No. LR-25958 See Also: Judgment
March 26, 2024	Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert Release No. LR-25956 See Also: SEC Complaint
March 26, 2024	Andreas Bechtolsheim Release No. LR-25955 See Also: SEC Complaint
March 22, 2024	Stephen Scott Burns Release No. LR-25954 See Also: SEC Complaint
March 22, 2024	Steven J. Jacobson and Advisor Resource Council Release No. LR-25953
March 20, 2024	Joseph Padilla, et al. Release No. LR-25952
March 20, 2024	Bernard Findley and Halitron, Inc. Release No. LR-25951 See Also: Final Judgment , SEC Complaint
March 15, 2024	Evoqua Water Technologies Corp. and Imran Parekh Release No. LR-25950, AAER-4493 See Also: Final Judgment - Evoqua Water Technologies , Final Judgment - Imran Parekh , Partial Judgment - Imran Parekh
March 14, 2024	Ismael Zarco Sanchez, et al. Release No. LR-25949 See Also: SEC Complaint
March 12, 2024	Roy M. Cook; Jeffrey A. Natrop; Peter S. Renner; James Rudolph and Peter Williams Release No. LR-25948 See Also: SEC Complaint
March 11, 2024	Ishan Wahi et al. Release No. LR-25947
Feb. 29, 2024	Anthony B. Liddle Release No. LR-25946 See Also: Final Judgment
Feb. 27, 2024	Harmel S. Rayat, RenovaCare, Inc., Jatinder Bhogal Release No. LR-25945 See Also: Final Judgment – Harmel S. Rayat , Final Judgment – Jatinder Bhogal , Final Judgment – RenovaCare, Inc.
Feb. 27, 2024	Paul A. Pereira Release No. LR-25944 See Also: SEC Complaint
Feb. 15, 2024	SHE Beverage Company, Inc. et al Release No. LR-25943 See Also: Final Judgment-Dirden , Final Judgment - Rose , Final Judgment - SHE Beverage Company , Final Judgment - Shelby
Feb. 14, 2024	Dapilinu Dunbar and Corrie Sampson Release No. LR-25942
Feb. 13, 2024	Christopher R. Esposito, et al. Release No. LR-25941 See Also: Final Judgment - Anthony Jay Pignatello
Feb. 12, 2024	John Feloni et al. Release No. LR-25940
Feb. 7, 2024	Arline E. Woodbury and Joyce L. Holverson Release No. LR-25939 See Also: Final Judgment - Arline E. Woodbury , Final Judgment - Joyce L. Holverson
Feb. 6, 2024	Jeffrey Auerbach Release No. LR-25938
Feb. 5, 2024	Jake Soberal and Irma Olguin, Jr. Release No. LR-25937
Feb. 2, 2024	Brian Sewell and Rockwell Capital Management LLC Release No. LR-25936 See Also: SEC Complaint
Jan. 31, 2024	Comer Capital Group, LLC and Brandon L. Comer Release No. LR-25935
Jan. 30, 2024	Karen Rosenberger and Joanna Lanni Release No. LR-25934, AAER-4485 See Also: Opinion and Order
Jan. 30, 2024	Xue Samuel Lee, a/k/a “Sam” Lee and Brenda Indah Chunga, a/k/a “Bitcoin Beautee” Release No. LR-25933 See Also: SEC Complaint
Jan. 25, 2024	Jesus Rodriguez Release No. LR-25932 See Also: SEC Complaint
Jan. 23, 2024	Crowd Machine, Inc.; Metavine, Inc.; Craig Sproule; Metavine Pty. Ltd Release No. LR-25931 See Also: SEC Complaint , Amended Final Judgment , Order
Jan. 23, 2024	Aryeh Goldstein, Adar Bays, LLC, and Adar Alef, LLC Release No. LR-25930 See Also: SEC Complaint
Jan. 22, 2024	Grenda Group, LLC and Gregory M. Grenda Release No. LR-25929 See Also: Opinion and Order
Jan. 18, 2024	Prosperity, Investments & Lending, LLC Release No. LR-25928 See Also: SEC Complaint
Jan. 18, 2024	J. Jeremy Barbera, et. al. Release No. LR-25927 See Also: Final Judgment - Smith
Jan. 16, 2024	Jonathan Farber, Aarif Jamani, Brian Keasberry Release No. LR-25926 See Also: SEC Complaint
Jan. 16, 2024	Medsis International, Inc., et al. Release No. LR-25925 See Also: Final Judgment - Medsis International, Inc.
Jan. 11, 2024	Shanchun Huang Release No. LR-25924 See Also: SEC Complaint
Jan. 11, 2024	David Schottenstein, Kris Bortnovsky, Ryan Shapiro, Sakal Capital Management, LLC, and Sakal U.S. Fund, LLC Release No. LR-25923 See Also: Final Judgment
Jan. 5, 2024	Gopala Krishnan, Manivannan Shanmugam, Sakthivel Palani Gounder, Nanban Ventures LLC, GSM Eternal LLC (a/k/a Northstars Fintech), Himalayan Fintech LLC, and Centum Fintech LLC (a/k/a Sunshines Fintech) Release No. LR-25922 See Also: SEC Complaint
Jan. 3, 2024	Rishi Kapoor; Location Ventures, LLC; URBIN LLC and 20 other related entities Release No. LR-25921 See Also: SEC Complaint
Jan. 3, 2024	Gannon Giguiere Release No. LR-25920 See Also: SEC Complaint
Jan. 3, 2024	Carnovale, et al. Release No. LR-25919 See Also: Final Judgment , Litigation Release No. 25685 , Judgment

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