Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Clarence Wayne Cook, Brian E. Causey, Haven Quest and Cayman South International, Inc.
Release No. LR-15853
Roy Handojo
Release No. LR-15852
James Michael Cogley and The Ohio Estate Group, Defendants
Release No. LR-15851
Certain Unit Investment Trusts, et.al.
Release No. LR-15850
Marshall E. Melton, Asset Management & Research, Inc., Westview Capital, L.C., Trading Partners, L.C., and Trading Partners II, L.C.
Release No. LR-15849
First Zurich National U.S.A., LLC, et al.
Release No. LR-15848
Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph Mckeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr.,Raymond F. White, and H. Constance Neff as Relief Defendant
Release No. LR-15847
Chan Desaigoudar and Steven J. Henke
Release No. LR-15846
Internet Casino Sports Gaming, LLC, Internet Casino Sports Gaming, Inc., Robert Matias a/k/a Robert Duvall and Alan Lenchner a/k/a Alan Lane
Release No. LR-15845
Losordo, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., New England Diagnostics, Inc., Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
Release No. LR-15844
Alejandro C. Zaffaroni, Eugene Farber, Nicolas Vida, Alba Rosa Arzate, Yolanda Rocco, Ines Romero, and Pedro Zaffaroni
Release No. LR-15843a
Alejandro C. Zaffaroni, Eugene Farber, Nicolas Vida, Alba Rosa Arzate, Yolanda Rocco, Ines Romero, and Pedro Zaffaroni
Release No. LR-15843
Correction: Timothy J. Lyonsons
Release No. LR-15842a
Timothy J. Lyons
Release No. LR-15842
Michael D. Jenkins, Lawrence A. Petersen, Jamie T.Tsutsui and Michael L. Kinney
Release No. LR-15841
Michael A. Todd, Kim J. Brown, Jerry L. Aubrey, Gary Jason McCrory, Gary L. Cleverly, Calvin J. Calvin, and Todd J. Taylor
Release No. LR-15837
Cosmas Anastassiou, Othon Anastassiou and Richard Panzer
Release No. LR-15840
Autocorp Equities, Inc. Fka Chariot Entertainment, Inc. et al.
Release No. LR-15839
Rynell & Associates, Inc., Lengurnal, Inc., First Paragon, Inc., Movie Management Services, Inc., David L. Burnell, J. Eric Rymland and Daniel B. Rung
Release No. LR-15838
Clarence Wayne Cook, Brian E. Causey, Haven Quest and Cayman South International, Inc.
Release No. LR-15836
Edward Snyder et al.
Release No. LR-15835
Anindya N. Bakrie
Release No. LR-15834
Paul R. Safronchik, Jerome A. Adamo, and Douglas A. Roy
Release No. LR-15833
Sony Corporation and Sumio Sano
Release No. LR-15832
Chancellor Group, Inc.
Release No. LR-15831
Gary Moss
Release No. LR-15830
Dain Rauscher, Inc., Kenneth D. Ough, and Virginia O. Horler
Release No. LR-15829
Calvin Douglas Brace, et al.
Release No. LR-15828
Rafi M. Khan and Timothy J. Tyrrell
Release No. LR-15827
Sam D. Schwartz, Broad Capital Associates, Inc., Murray A. Huberfeld, and David B. Bodner
Release No. LR-15826
Frank A. M. Luca, Rudy Crosswell and Paula G. Den Boer
Release No. LR-15825
Ronald J. Hottovy, Jimmy Duckworth, Joseph I. Morris and Eugene A. Breitenbach
Release No. LR-15824
James R. Beers
Release No. LR-15823
Environmental Energy, Inc., Environmental Operating, Inc., Irvine Securities, Inc., Larry R. Crowder, John R. Powell, Christian R. Higgins, Charles L. Powell, James P. Gallaher, Dale J. Engelhardt, and Trey L. Friedmann
Release No. LR-15822
Francis X. Wazeter, III, John W. Howell, Maria M. Wenner and Stanley M. Blanshei
Release No. LR-15821
First National Entertainment Corp., Milton J. Verret, Ricky D. Busby, Michael D. Swingler, Richard C. Maestre, Auburn R. Busby, and Michael B. Byrd
Release No. LR-15820
Stewart, et al.
Release No. LR-15819
Bond Dellapp Fletcher and Mediajet, Inc.
Release No. LR-15818
Charles L. Brumfield et al.
Release No. LR-15816
Solv-Ex Corporation, et al.
Release No. LR-15817
Norman Greg Cornelius, et al.
Release No. LR-15815
Sam M. Antar, et al.
Release No. LR-15814
Michael D. Richmond, Individually, Michael D. Richmond D/B/A Liberty Network, Royal Meridian International Bank, Meridian Monetary Services, Inc., William Duke, Meridian Management Services, LLC., K. Bruce Nuckols, Anthony Garry, Thomas Connolly, and as Relief Defendants, Zone Productions, Inc., Terry Koontz and Marianne Clark and Linda Mitchell as Trustees for Purr Trust
Release No. LR-15813
John W. Gillette, Jr.
Release No. LR-15812
Carlos Roman, Karla Dorsch and William E. Dorsch; J
Release No. LR-15811
James Russell Cleveland
Release No. LR-15810
Insnet World Communications, et al.
Release No. LR-15809
B.M.C. Enterprises, Inc., et al.
Release No. LR-15808
Derryl W. Peden
Release No. LR-15807
Glenn A. Schuster, et al.
Release No. LR-15806
American Automation, Inc., Kendyll R. Horton, Hazel A. Horton and Merle B. Gross
Release No. LR-15804
Paul C. Jain, Steven J. Allan, Robert S. Williams and Wayne Nakamura
Release No. LR-15803
Latin American Resources, Inc., John B. Lowy and Harold J. Glasband
Release No. LR-15802
Andrew S. Lane, Jack Lane, Jack O. Scher, Deborah S. Games, Craig L. Sampson, Bruce Sampson, and Tracy Ann Stoddart
Release No. LR-15801
Paul R. Safronchik, Jerome A. Adamo, and Douglas A. Roy
Release No. LR-15800
Frank J. Papson
Release No. LR-15799
Alfred J. Almeder and Harold J. Lee
Release No. LR-15798
Nichi Capital, Ltd., Olawande A. Agunloye, Wise Choice Discount Brokerage, Inc., Ralph Anteby, and Brian Walfish, and Strategic Risk Management as Relief Defendant
Release No. LR-15796
James G. Freeman, et al.
Release No. LR-15795
Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen Decesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie
Release No. LR-15792
Charles T. Young and Selig Adler
Release No. LR-15794
Phoenix Metals U.S.A. II, Inc. and Robert F. Flaherty
Release No. LR-15793
Lennox Investment Group, Ltd., Active International, Inc., Randall W. Law, James F. Wardell, Monica M. Iles, Frank L. Peitz, and Daniel B. Benson
Release No. LR-15789
Terry S. Shilling
Release No. LR-15788
Albert E. Carter, Kelly Polatis and Eunice Polatis
Release No. LR-15787
William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc.), Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano
Release No. LR-15786
My Dang
Release No. LR-15785
Guy Marcel De Vreese
Release No. LR-15784
Changnian Liu
Release No. LR-15783
Robert L. Gray
Release No. LR-15782
Roger H. Licht, et al.
Release No. LR-15781
Jeffrey Szur, Elaine Szur, Vadim Kaplun, Cary Weinstein, and David M. Gold
Release No. LR-15780
Craig Ryan Spradling
Release No. LR-15779
Internet Broadcast Group, et al.
Release No. LR-15778
Robert D. Gersh
Release No. LR-15777
Roger Wyatt
Release No. LR-15776
Global Timber Corporation, Stephen J. Sand, Jose F. Garcia, Jonathon Bentley-Stevens, David A. Kirk, and Pamela J. Vega;
Release No. LR-15774
Ted Mong
Release No. LR-15772
Heidi A. Flannery
Release No. LR-15768
Daniel T. Todt, et al.
Release No. LR-15775
Daniel T. Todt, et al.
Release No. LR-15771
Leonard E. Fiessel, Robert L. Shull, Terry L. Shull, and Patrick A.Collins
Release No. LR-15770
Brent Gale, Lucy Gale, Hal Skinner, and Margarita Skinner
Release No. LR-15769
Eugene McCloskey and Charles Meizoso
Release No. LR-15767
Scott L. Klion, Cen-Tex Alchemy Guild, and Elizabeth Alaniz
Release No. LR-15766
Bharat Kotecha and Arnon Isaacson
Release No. LR-15765
Titan Petroleum Corp., Magnum Petroleum Enterprises, Inc., Magnum Oil & Petroleum, Inc., Natale L. Montozzi and Philip Leitner
Release No. LR-15764
Qualified Pensions, Inc., et al., and Jerry G. Allison
Release No. LR-15763
John D'Acquisto
Release No. LR-15762
Accelerated Funding Mortgage Corp., Lauren D. Baumann, Bali Financial, Inc., and Odyssey Financial Group, Inc.
Release No. LR-15761
Walter Clarence Busby
Release No. LR-15760
Edward Snyder and Robert E. Carroll
Release No. LR-15759
Robert G. Weeks and David A. Hesterman
Release No. LR-15758
Equisure, Inc.
Release No. LR-15757
Herbert S. Lawson
Release No. LR-15756
Bruce K. Baumann
Release No. LR-15755
William Benjamin Lockwood
Release No. LR-15754
Terry S. Shilling
Release No. LR-15753
George Wallace Stewart, et al.
Release No. LR-15752
Accelerated Funding Mortgage Corp., Lauren D. Baumann, Bali Financial, Inc., and Odyssey Financial Group, Inc.
Release No. LR-15751
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