Administrative Proceeding File No. 3-21333

Respondents

Guzman, Gustavo A.
Release Date Release Number Other Release Numbers Name of Document
IA-6783 Opinion of the Commission
IA-6624 Renewed Order to Show Cause
IA-6579 Order Discharging Order to Show Cause and Granting Extension of Time to File Answer
IA-6524 Order to Show Cause
IA-6376 Order Directing Submission of Status Report and Service Certificate
IA-6269 Order Granting Extension of Time
IA-6255 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Granting Extension of Time
Division of Enforcement's Motion for Extension of Time
Division of Enforcement's Motion for Default Judgment
Division of Enforcement’s Notice of Service
Division of Enforcement's Status Report
Order to Show Cause
Respondent’s Response to Show Cause Order

Documents