Administrative Proceeding File No. 3-21278

Respondents

Martin, Thomas Garnette, Jr.


Release Date	Release Number	Name of Document
Oct. 12, 2023	IA-6460	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940
Aug. 14, 2023	IA-6375	Order Granting Stay
Aug. 8, 2023	IA-6370	Order to Show Cause
Jan. 17, 2023	IA-6217	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 6, 2023			Division of Enforcement's Notice Re Service
Aug. 9, 2023			Division of Enforcement's Motion for Extension
Oct. 12, 2023			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 203(f) of the Investment Advisers Act of 1940