Administrative Proceeding File No. 3-21261

Respondents

Mattessich, Adam


Release Date	Release Number	Name of Document
Sept. 11, 2024	34-100996	Order Regarding Redacted Filings
Feb. 16, 2023	34-96946	Order Scheduling Briefs
Jan. 31, 2023	34-96780	Order Regarding Service and Denying Motion for Leave to File Summary Disposition Briefing
Dec. 22, 2022	34-96576	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 2, 2023			Respondent's Answer to Order Instituting Administrative Proceedings
Feb. 16, 2023			Division of Enforcement's Consent Motion for Leave to File Summary Disposition Briefing
Dec. 22, 2022			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Feb. 16, 2023			Order Scheduling Briefs
Jan. 31, 2023			Order Regarding Service and Denying Motion for Leave to File Summary Disposition Briefing
April 18, 2023			Division of Enforcement’s Reply ISO Summary Disposition
March 3, 2023			Division of Enforcement’s Brief ISO Summary Disposition
Sept. 24, 2024			Respondent Mattessich's Mem of Law ISO Motion for Protective Order