Administrative Proceeding File No. 3-21206

Respondents

Broyles, Daniel Thomas
Release Date Release Number Other Release Numbers Name of Document
34-103676 Order Pursuant to Section 15(B) of The Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
34-102403 Order Discharging Order to Show Cause and Directing Prehearing Conference
34-99883 Order to Show Cause
34-97759 Order Directing Status Report From the Division of Enforcement
34-97390 Order Regarding Service
Release Date Release Number Other Release Numbers Name of Document
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Division of Enforcement's Second Status Report Re Service
Letter Dated 2024-05-15 from Respondent Broyles to Secretary Re Agreeing to Terms Set by the Commission
Letter dated 6-11-2024 from Respondent to Secretary Re Agreeing to Commission Decision
Order Discharging Order to Show Cause and Directing Prehearing Conference
Division of Enforcement's Status Report and Motion to Adjourn Prehearing Conference
Joint Prehearing Conference Statement and Response
Order Pursuant to Section 15(B) of The Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions

Documents