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  4. 3-21206

Administrative Proceeding File No. 3-21206

Respondents

Broyles, Daniel Thomas
Release Date Release Number Other Release Numbers Name of Document
Feb. 12, 2025 34-102403 Order Discharging Order to Show Cause and Directing Prehearing Conference
April 2, 2024 34-99883 Order to Show Cause
June 20, 2023 34-97759 Order Directing Status Report From the Division of Enforcement
April 27, 2023 34-97390 Order Regarding Service
Release Date Release Number Other Release Numbers Name of Document
Oct. 11, 2022 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Nov. 6, 2023 Second Status Report Re Service
June 4, 2024 Letter Dated 2024-05-15 from Respondent Broyles to Secretary Re Agreeing to Terms Set by the Commission
June 11, 2024 Letter dated 6-11-2024 from Respondent to Secretary Re Agreeing to Commission Decision
Feb. 12, 2025 Order Discharging Order to Show Cause and Directing Prehearing Conference
March 11, 2025 Division of Enforcement's Status Report and Motion to Adjourn Prehearing Conference
April 2, 2025 Joint Prehearing Conference Statement and Response

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