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  1. Home
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  4. 3-21000

Administrative Proceeding File No. 3-21000

Respondents

Michael James Ferguson Jr. Foreign Private Trust
Release Date Release Number Other Release Numbers Name of Document
March 20, 2025 34-102699 Order Requesting Additional Briefing and Materials from the Parties
Nov. 3, 2022 34-96220 Order to Show Cause
Oct. 12, 2022 34-96037 Order Regarding Service
Aug. 25, 2022 34-95600 Order Instituting Administrative Proceedings Pursuant to Section 17A(c) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Dec. 15, 2022 Division of Enforcement's Reply ISO Summary Disposition
Aug. 25, 2022 Order Instituting Administrative Proceedings Pursuant to Section 17A(c) of the Securities Exchange Act of 1934 and Notice of Hearing
Nov. 3, 2022 Order to Show Cause
Oct. 12, 2022 Order Regarding Service
March 20, 2025 Order Requesting Additional Briefing and Materials from the Parties
April 17, 2025 Division of Enforcement's Supplemental Brief
April 17, 2025 Declaration of Kenneth Liebl ISO Supplemental Brief ISO Motion for Entry of Default Against Respondent
April 17, 2025 Declaration of Theresa Gue ISO Supplemental Brief ISO Motion for Entry of Default Against Respondent

Documents

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