Administrative Proceeding File No. 3-20793

Respondents

Aquitania, Paul Richard


Release Date	Release Number	Name of Document
Oct. 27, 2023	34-98801	Order Dismissing Proceeding
July 29, 2022	34-95396	Order Extending Briefing Schedule
June 3, 2022	34-95042	Order Scheduling Briefs
March 30, 2022	34-94551	Extension Order


Release Date	Release Number	Other Release Numbers	Name of Document
March 9, 2022			Petition for Review
May 17, 2022			Motion to Compel and End Matter in a Regulatory Stroke with Exhibits A Through F
June 21, 2022			Applicant's Brief with Exhibits A And B
July 26, 2022			FINRA's Motion to Dismiss Applicant's Application for Review and to Stay the Briefing Schedule with Exhibits 1-2
Aug. 15, 2022			Applicant's Response to FINRA's Motion to Dismiss and Stay Brief Schedule
March 30, 2022			Extension Order
June 3, 2022			Order Scheduling Briefs
July 29, 2022			Order Extending Briefing Schedule
Oct. 27, 2023			Order Dismissing Proceeding