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  4. 3-20665

Administrative Proceeding File No. 3-20665

Respondents

Lek Securities Corporation
Release Date Release Number Other Release Numbers Name of Document
March 1, 2023 34-97006 Order Granting Request for Dismissal of Application for Review
Oct. 14, 2022 34-96078 Order Scheduling Supplemental Briefs
Dec. 23, 2021 34-93866 Order Scheduling Briefs
Dec. 20, 2021 34-93837 Order Denying Stay
Release Date Release Number Other Release Numbers Name of Document
Nov. 19, 2021 Application for Review
Dec. 2, 2021 Letter dated 12-2-2021, from Options Clearing Corporation, to Sec. Regarding Response to the Application for Review Made by Lek Securities Corporation
Jan. 24, 2022 Applicant’s Brief on the Commission's Jurisdiction Over this Appeal
Feb. 23, 2022 SRO's Response Seeking Dismissal of Applicant's Application for Review under Exchange Act Section 19(d)
March 9, 2022 Applicant Reply Brief on the Commission Jurisdiction Over this Appeal
Oct. 20, 2022 Petitioner's Withdrawal of Appeal
Dec. 20, 2021 Order Denying Stay
Dec. 23, 2021 Order Scheduling Briefs
March 1, 2023 Order Granting Request for Dismissal of Application for Review

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