Administrative Proceeding File No. 3-20378

Respondents

Dowling, Elaine A., Esq.
Release Date Release Number Other Release Numbers Name of Document
34-93507 Order Making Findings, and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(Ii) of the Commission's Rules of Practice
AP-6828 Stay Order
AP-6827 Order to Show Cause
AP-6824 Order
AP-6823 Order Designating Presiding Judge
34-92293 Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Order Making Findings, and Imposing Remedial Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e)(1)(Ii) of the Commission's Rules of Practice
Order Instituting Public Administrative Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
Order Designating Presiding Judge
Order
Order to Show Cause
Stay Order

Documents