Administrative Proceeding File No. 3-20362

Respondents

Deep ATS LLC


Release Date	Release Number	Name of Document
March 4, 2024	34-99662	Opinion of the Commission
Dec. 26, 2023	34-99240	Order Extending Time to Issue Decision
Sept. 25, 2023	34-98498	Order Extending Time to Issue Decision
June 27, 2023	34-97806	Order Extending Time to Issue Decision
March 28, 2023	34-97215	Order Extending Time to Issue Decision
Dec. 29, 2022	34-96593	Order Extending Time to Issue Decision
Sept. 30, 2022	34-95955	Order Extending Time to Issue Decision
Aug. 20, 2021	34-92715	Renewed Order Scheduling Briefs
July 7, 2021	34-92338	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 18, 2021			FINRA's Motion to Dismiss Appeal as Abandoned
Oct. 20, 2021			FINRA's Brief in Opposition to Application for Review
June 3, 2021			Application for Review (Email dated, 6-3-2021, from Ramesh Puranik, Designated Principal of Deep ATS LLC, Requesting Review of Application)
Sept. 20, 2021			Applicant's Opening Brief
Nov. 2, 2021			Applicant's Reply
Nov. 30, 2021			Applicant's New Material Development on Review and Submission of Response to FINRA’s Brief
Dec. 29, 2022			Order Extending Time to Issue Decision
Sept. 30, 2022			Order Extending Time to Issue Decision
March 28, 2023			Order Extending Time to Issue Decision
May 1, 2023			Sam Balabon’s Letter to the Commission
June 27, 2023			Order Extending Time to Issue Decision
Sept. 27, 2023			Sam Balabon's Letter to Office of Secretary
Dec. 26, 2023			Order Extending Time to Issue Decision