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  1. Home
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  4. 3-20276

Administrative Proceeding File No. 3-20276

Respondents

Clark, Michael
Release Date Release Number Other Release Numbers Name of Document
Aug. 17, 2021 34-92681 Order Granting Request to Withdraw Application for Review
July 29, 2021 34-92521 Order Denying Stay
June 1, 2021 34-92079 Order Scheduling Briefs
May 3, 2021 34-91745 Extension Order
Release Date Release Number Other Release Numbers Name of Document
May 5, 2021 FINRA's Brief in Opposition to Applicant's Motion to Stay with Index of Attachments
May 12, 2021 Reply in Support of Petitioner’s Motion to Stay Statutory Disqualification
June 10, 2021 Supplement to Reply in Support of Petitioner's Motion to Stay Statutory Disqualification
June 18, 2021 (Second) Supplement to Reply in Support of Petitioner's Motion to Stay Statutory Disqualification with Michael Clark's Index of Attachments
July 1, 2021 Petitioner's Brief in Support of Application for Review with Index of Attachments
Aug. 5, 2021 Motion to Dismiss Application for Review with Exhibit A
July 30, 2021 FINRA's Brief in Opposition to Application for Review with Index of Attachments
June 1, 2021 Order Scheduling Briefs
July 29, 2021 Order Denying Stay
Aug. 17, 2021 Order Granting Request to Withdraw Application for Review

Documents

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