Administrative Proceeding File No. 3-20220

Respondents

Rosedale Asset Management, LLC f/k/a Princeton Advisory Wealth Management, LLC
Release Date Release Number Other Release Numbers Name of Document
IA-5875 Notice That Initial Decision Has Become Final
1410 Initial Decision
AP-6819 Order
AP-6818 Prehearing
AP-6816 Order
AP-6813 Order Designating Princeton Advisory Wealth Management, LLC
IA-5680 Order Instituting Cease-and-Desist Proceedings Pursuant to Section 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing a Cease-and-Desist Order, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Rosedale's Answer to Order Instituting Cease-and-Desist Proceedings and Notice of Hearing
Division of Enforcement's Motion for Summary Disposition and Memorandum of Points and Authorities in Support
Rosedale's Opposition to the Division of Enforcement's Motion for Summary Disposition Oral Argument Requested with Index of Attachments
Division of Enforcement's Reply Brief ISO its Motion for Summary Disposition
Initial Decision
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 203(k) of the Investment Advisers Act of 1940, Making Findings, Imposing a Cease-and-Desist Order, and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Designating Princeton Advisory Wealth Management, LLC
Order
Prehearing
Order

Documents