Administrative Proceeding File No. 3-20210

Respondents

Mummert, Ryan William


Release Date	Release Number	Name of Document
June 9, 2023	34-97680	Opinion of the Commission
March 27, 2023	34-97204	Order Extending Time to Issue Decision
Dec. 23, 2022	34-96582	Order Extending Time to Issue Decision
Sept. 26, 2022	34-95907	Order Extending Time to Issue Decision
June 27, 2022	34-95166	Order Extending Time to Issue Decision
March 28, 2022	34-94529	Order Extending Time to Issue Decision
March 15, 2021	34-91329	Order Scheduling Briefs
Feb. 8, 2021	34-91080	Extension Order


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 28, 2021			Application for Review
Feb. 24, 2021			FINRA's Motion to Adduce Additional Evidence
March 2, 2021			Applicant Mummert's Brief in Opposition to FINRA's Motion to Adduce Additional Evidence
April 9, 2021			Applicant Mummert's Partially Unopposed Motion to Adduce Additional Evidence
April 15, 2021			Applicant's Brief ISO Application for Review
May 15, 2021			FINRA's Brief in Opposition to Application for Review
May 29, 2021			Applicant Mummert's Reply ISO Application for Review
Feb. 8, 2021			Extension Order
March 15, 2021			Order Scheduling Briefs
March 28, 2022			Order Extending Time to Issue Decision
June 27, 2022			Order Extending Time to Issue Decision
Dec. 23, 2022			Order Extending Time to Issue Decision
Sept. 26, 2022			Order Extending Time to Issue Decision
March 27, 2023			Order Extending Time to Issue Decision