Administrative Proceeding File No. 3-20192

Respondents

Clayton, Shad N


Release Date	Release Number	Name of Document
Dec. 13, 2021	34-93760	Opinion of the Commission
Oct. 25, 2021	34-93422	Order Extending Time to Issue Decision
Feb. 8, 2021	34-91081	Extension Order
Jan. 7, 2021	34-90868	Extension Order


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 22, 2020			Applicant Letter Requesting Appeal to Lift Permanent Bar
Feb. 2, 2021			FINRA'S Motion to Dismiss Shad Nhebi Clayton's Application for Review and to Stay Briefing
Feb. 23, 2021			Shad Nhebi Clayton's Brief in Opposition to FINRA'S Motion to Dismiss the Application for Review and Staying of Brief
Feb. 26, 2021			FINRA'S Reply in Support of its Motion to Dismiss Shad Nhebi Clayton's Application for Review
Jan. 7, 2021			Extension Order
Feb. 8, 2021			Extension Order
Oct. 25, 2021			Order Extending Time to Issue Decision
Dec. 13, 2021			Opinion of the Commission