Administrative Proceeding File No. 3-20139

Respondents

Rashid, Mohammed Ali
Release Date Release Number Other Release Numbers Name of Document
IA-6645 Order Dismissing Proceeding
IA-6631 Order Requesting Additional Briefs
IA-5648 Order Granting an Extension of Time
IA-5645 Order Granting an Extension of Time
IA-5636 Order Granting an Extension of Time
IA-5620 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Answer to Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Division of Enforcement's Motion for Summary Disposition
Respondent Mohammed Ali Rashid's Opposition to Division of Enforcement's Motion for Summary Disposition
Division of Enforcement's Reply
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Granting an Extension of Time
Order Granting an Extension of Time
Order Granting an Extension of Time
Respondent Rashid’s Brief
Division of Enforcement's Brief
Order Dismissing Proceeding

Documents