Administrative Proceeding File No. 3-19635

Respondents

Peters, Stephen Condon


Release Date	Release Number	Name of Document
Feb. 14, 2024	IA-6556	Opinion of the Commission
Aug. 31, 2022	IA-6102	Order Requesting Additional Briefing and Denying Stay as Moot
Jan. 6, 2020	IA-5424	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 13, 2020			Division of Enforcement's Motion and Memorandum of Law in Support of Summary Disposition Against Respondent
May 27, 2020			Respondent's Answer
Sept. 29, 2022			Division of Enforcement's Supp. Mem. ISO Summary Disposition
Oct. 17, 2022			Respondent Peters’ Response to Supp. Mem.
Jan. 6, 2020			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Aug. 31, 2022			Order Requesting Additional Briefing and Denying Stay as Moot
Feb. 4, 2020			Answer (pro se)