Administrative Proceeding File No. 3-19617

Respondents

Goulding, Randall S.


Release Date	Release Number	Name of Document
Dec. 4, 2023	IA-6492	Order Dismissing Proceeding
Sept. 13, 2023	IA-6417	Order Requesting Submissions
March 16, 2020	IA-5466	Order Scheduling Briefing On Motion for Summary Disposition
Jan. 7, 2020	IA-5425	Extension Order
Dec. 13, 2019	IA-5417	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 13, 2020			Answer
March 3, 2020			Division of Enforcement's Motion for Summary Disposition Against Respondent Randall S. Goulding and Supporting Memorandum of Law
April 7, 2020			Respondent Goulding's Opposition to Division of Enforcement's Motion
April 20, 2020			Division of Enforcement's Reply ISO Summary Disposition
Dec. 13, 2019			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Jan. 7, 2020			Extension Order
March 16, 2020			Order Scheduling Briefing On Motion for Summary Disposition
Oct. 11, 2023			Division of Enforcement’s Statement
Dec. 4, 2023			Order Dismissing Proceeding