Administrative Proceeding File No. 3-19243

Respondents

Fidelity Transfer Services, Inc. Sanchez, Ruben
Release Date Release Number Other Release Numbers Name of Document
34-94545
  • IC-34548
 Opinion of the Commission
34-90674
  • IC-34142
 Order Requesting Additional Materials
34-89493
  • IC-33966
 Order to Show Cause
34-87248
  • IC-33657
 Order
34-86974
  • IC-33626
 Order Regarding Service
34-86718
  • IC-33597
 Order to Show Cause
34-86427
  • IC-33562
 Order
34-86347
  • IC-33550
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 17A(c) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Declaration of Lyn M. Dean in Support of Division of Enforcement's Motion for Entry of Default Judgement and Sanctions
Division of Enforcement's Motion for Entry of Default Judgement and Sanctions
Division of Enforcement's Supplemental Brief in Support of it's Motion for Entry of Default Judgment and Sanctions
Supplemental Declaration of Lynn M. Dean ISO Division of Enforcement's Motion for Entry of Default Judgment and Sanctions
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 17A(c) and 21C of the Securities Exchange Act of 1934 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Order
Order to Show Cause
Order Regarding Service
Order
Order to Show Cause
Order Requesting Additional Materials
Opinion of the Commission

Documents