Administrative Proceeding File No. 3-19185

Respondents

Southeast Investments, N.C., Inc. Frank Harmon Black
Release Date Release Number Other Release Numbers Name of Document
34-104750 Order Denying Motion to Dismiss and Reissuing Previous Opinion and Order with Respect to Certain Claims
34-99118 Opinion of the Commission
34-98996 Order Extending Time to Issue Decision
34-98777 Order Extending Time to Issue Decision
34-98442 Order Extending Time to Issue Decision
34-98174 Order Extending Time to Issue Decision
34-97954 Order Extending Time to Issue Decision
34-97753 Order Extending Time to Issue Decision
34-97531 Order Extending Time to Issue Decision
34-97321 Order Extending Time to Issue Decision
34-97162 Order Extending Time to Issue Decision
34-96950 Order Extending Time to Issue Decision
34-96685 Order Extending Time to Issue Decision
34-96539 Order Extending Time to Issue Decision
34-96339 Order Extending Time to Issue Decision
34-96099 Order Extending Time to Issue Decision
34-95330 Order Extending Time to Issue Decision
34-94771 Order Extending Time to Issue Decision
34-94029 Order Extending Time to Issue Decision
34-93656 Order Extending Time to Issue Decision
34-93088 Order Extending Time to Issue Decision
34-92483 Order Extending Time to Issue Decision
34-91977 Order Extending Time to Issue Decision
34-91177 Order Extending Time to Issue Decision
34-90479 Order Extending Time to Issue Decision
34-89630 Order Extending Time to Issue Decision
34-86349 Order Extending Time for Filing Briefs and Word Limitations
34-86288 Order Scheduling Briefs
34-86097 Order Denying Stay
Release Date Release Number Other Release Numbers Name of Document
Application for Review
Expedited Motion to Stay Sanctions Pursuant to SEC Rule of practice 41 and Incorporate Memo of Points and Authorities in Support
FINRA's Brief in Opposition to Motion for Stay
Applicant's Reply Brief in Support of the Expedited Motion to Stay Sanctions Pursuant to SEC Rule of Practice 401 and Incorporated Memorandum of Points and Authorities in Support
Applicant's Opening Brief in Support of Application for Review
FINRA's Brief in Opposition for Application for Review
Applicants' Reply Brief to FINRA's Brief in Opposition to Application for Review
Rule 452 Motion to Add Additional Evidence with Exhibit 1
FINRA's Opposition to Motion to Adduce Additional Evidence
Applicants’ Reply to FINRA’s Opposition to Applicants’ Motion to Adduce Additional Evidenc
Order Denying Stay
Order Scheduling Briefs
Order Extending Time for Filing Briefs and Word Limitations
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Opinion of the Commission
Respondents’ Motion to Dismiss
FINRA’s Response to Applicants’ “Motion to Dismiss”
Order Denying Motion to Dismiss and Reissuing Previous Opinion and Order with Respect to Certain Claims
Respondents Frank Harmon Black and Southeast Investments, N.C., Inc.'s Motion for Reconsideration

Documents