Administrative Proceeding File No. 3-19138

Respondents

Zipper, Bruce Dakota Securities International, Inc.


Release Date	Release Number	Name of Document
Dec. 21, 2020	34-90737	Opinion of the Commission
Nov. 20, 2020	34-90467	Order Extending Time to Issue Decision
Oct. 20, 2020	34-90225	Order Extending Time to Issue Decision
Sept. 21, 2020	34-89930	Order Extending Time to Issue Decision
Aug. 21, 2020	34-89634	Order Extending Time to Issue Decision
June 19, 2020	34-89105	Order Extending Time to Issue Decision
May 6, 2020	34-88832	Order Extending Time to Issue Decision
April 6, 2020	34-88571	Order Extending Time to Issue Decision
Oct. 2, 2019	34-87202	Order Regarding Briefs
Sept. 16, 2019	34-86981	Order Requesting Additional Written Submissions
June 5, 2019	34-86043	Extension Order
May 9, 2019	34-85822	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
April 8, 2019			Application for Review
June 21, 2019			Bruce Zipper and Dakota Securities Brief in its Appeal
July 24, 2019			FINRA's Brief in Opposition to Application For Review
Aug. 5, 2019			Letter dated 7/26/2019, Applicant's Response to FINRA letter dated July, 24, 2019 Opposition to Application for Review
May 9, 2019			Order Scheduling Briefs
June 5, 2019			Extension Order
Sept. 16, 2019			Order Requesting Additional Written Submissions
Oct. 2, 2019			Order Regarding Briefs
April 6, 2020			Order Extending Time to Issue Decision
May 6, 2020			Order Extending Time to Issue Decision
June 19, 2020			Order Extending Time to Issue Decision
Aug. 21, 2020			Order Extending Time to Issue Decision
Sept. 21, 2020			Order Extending Time to Issue Decision
Oct. 20, 2020			Order Extending Time to Issue Decision
Nov. 20, 2020			Order Extending Time to Issue Decision
Dec. 21, 2020			Opinion of the Commission