Administrative Proceeding File No. 3-18960

Respondents

Jumper, John Sherman


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 30, 2022	34-96407	IA-6193	Opinion of the Commission
July 26, 2019	34-86484	IA-5309	Extension Order
June 14, 2019	34-86116		Order to Show Cause
Dec. 26, 2018	34-84969	IA-5098	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 5, 2019			Motion by Division of Enforcement for a Finding that Respondent is in Defualt and forlmpostiion of Remedial Scantions
Aug. 5, 2019			Declaration of Peter J. Diskin in Support of Motion by Division of Enforcement for a Finding that Respondent is in Default and for Imposition of Remedial Sanctions
Dec. 26, 2018			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
June 14, 2019			Order to Show Cause
July 26, 2019			Extension Order
Nov. 30, 2022			Opinion of the Commission