Administrative Proceeding File No. 3-18849

Respondents

Katsaros, Paul


Release Date	Release Number	Name of Document
Feb. 25, 2019	34-85193	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Dec. 21, 2018	34-84942	Stay Order
Sept. 28, 2018	34-84306	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 28, 2018			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
Feb. 25, 2019			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Dec. 21, 2018			Stay Order