Administrative Proceeding File No. 3-18789

Respondents

Bruton, Karen, CPA Hope Advisors, LLC
Release Date Release Number Other Release Numbers Name of Document
1386 Initial Decision
AP-6545 Order
AP-6540 Order Designating Presiding Judge
34-85630
  • IA-5222
  • AAER-4040
 Order Regarding Further Proceedings
IA-5038 Order Instituting Public Administrative Proceedings Pursuant to Section 203(e) and (f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer to Order Instituting Proceedings
Respondents' Opposition to the Division of Enforcement's Consolidated Motion for
Summary Disposition
Division of Enforcement's Reply in Support of Consolidated Motion for Summary
Disposition
Respondent's Surreply in Opposition to the Division of Enforcement's Consolidated
Motion for Summary Disposition
Initial Decision
Order Instituting Public Administrative Proceedings and Imposing Temporary Suspension Pursuant to Rule 102(e)(3) of the Commission's Rules of Practice
Notice That Initial Decision Has Become Final
Order Instituting Public Administrative Proceedings Pursuant to Section 203(e) and (f) of the Investment Advisers Act of 1940 and Notice of Hearing
Order Designating Presiding Judge
Order
Order Regarding Further Proceedings

Documents