Administrative Proceeding File No. 3-18483
Respondents
Scarpino, Timothy C.
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 33-11198 |
|
Order Dismissing Proceedings | |
| AP-6874 | Order | ||
| AP-6865 | Order Redesignating Presiding Judge | ||
| AP-6859 | Order Following Third Status Report | ||
| AP-6847 | Order Following Second Status Report | ||
| AP-6836 | Order Following Status Report | ||
| AP-6835 | Order for Status Report | ||
| AP-6141 | Order On Procedures | ||
| AP-5977 | Order Following Reassignment | ||
| AP-5955 | Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC | ||
| AP-5954 | Notice from the Chief Administrative Law Judge | ||
| AP-5952 | Notice | ||
| AP-5874 | Notice | ||
| AP-5729 | Order Designating Presiding Judge | ||
| 33-10496 |
|
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act, Making Findings, and\ Imposing Remedial Sanctions and a Cease-and-Desist Order and Notice of Hearing |