Administrative Proceeding File No. 3-18454

Respondents

Lee, Christopher M., aka Rashid K. Khalfani
Release Date Release Number Other Release Numbers Name of Document
1360 Initial Decision
AP-6321 Order Setting Briefing Schedule
AP-6211 Order Following Prehearing Conference
AP-6160 Order Scheduling Prehearing Conference
AP-6003 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5948 Notice
AP-5824 Notice
AP-5778 Order to Show Cause
AP-5731 Postponement Order
AP-5701 Order Scheduling Hearing and Designating Presiding Judge
IA-4898 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Reply Brief in Support of Motion for Summary Disposition Against Respondent Christopher M. Lee, a/k/a Rashid K. Khalfani and Declaration of Douglas M. Miller in Support, w/Exs. 1-2
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Order to Show Cause
Notice
Notice
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Setting Briefing Schedule

Documents