Administrative Proceeding File No. 3-18250

Respondents

Megalli, Mark
Release Date Release Number Other Release Numbers Name of Document
AP-5956 Notice
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
1253 Initial Decision
AP-5448 Order
AP-5402 Order
AP-5221 Prehearing Order
AP-5206 Postponement Order
AP-5175 Order Scheduling Hearing and Designating Presiding Judge
34-81861
  • IA-4793
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer
Respondent's Rule 250(b) Motion for Summary Disposition, with Mem. of Points and Authorities in Support, and Ex. A-D
Division of Enforcement's Motion for Summary Disposition, with Ex. A-H
Division of Enforcement's Reply in Support of its Motion for Summary Disposition
Respondent's Opposition to the Division of Enforcement's Motion for Summary Disposition
Division of Enforcement's Response to Respondent's Motion for Summary Disposition, with Attachments
Respondent's Reply Brief in Further Support of his Rule 250(b) Motion for Summary Disposition
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Prehearing Order
Order
Order
Notice from the Chief Administrative Law Judge
Notice
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC

Documents