Administrative Proceeding File No. 3-17930

Respondents

Ottimo, Louis


Release Date	Release Number	Name of Document
June 22, 2022	34-95141	Opinion of the Commission
March 28, 2022	34-94531	Order Extending Time to Issue Decision
Dec. 27, 2021	34-93869	Order Extending Time to Issue Decision
Sept. 27, 2021	34-93140	Order Extending Time to Issue Decision
June 25, 2021	34-92265	Order Extending Time to Issue Decision
March 30, 2021	34-91444	Order Extending Time to Issue Decision
June 1, 2020	34-88977	Order Scheduling Briefs
June 28, 2018	34-83555	Opinion of the Commission
June 9, 2017	34-80899	Extension Order
May 15, 2017	34-80680	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
April 17, 2017			Notice of Appeal
July 14, 2017			Brief of Applicant Louis Ottimo in Support of Application for Review
Aug. 15, 2017			FINRA's Brief in Opposition to Application for Review
Aug. 28, 2017			Applicant's Reply To FINRA's Brief In Opposition To Application For Review
July 2, 2020			Applicant's Opening Brief
July 31, 2020			FINRA’s Brief in Opposition to the Application for Review
May 15, 2017			Order Scheduling Briefs
June 28, 2018			Opinion of the Commission
June 1, 2020			Order Scheduling Briefs
March 30, 2021			Order Extending Time to Issue Decision
June 25, 2021			Order Extending Time to Issue Decision
Sept. 27, 2021			Order Extending Time to Issue Decision
Dec. 27, 2021			Order Extending Time to Issue Decision
March 28, 2022			Order Extending Time to Issue Decision
June 22, 2022			Opinion of the Commission