Administrative Proceeding File No. 3-17902

Respondents

Lynch, John T., Jr.
Release Date Release Number Other Release Numbers Name of Document
34-82634
  • IC-33001
 Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 15(b) and 15B(c) of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
AP-5342 Notice to the Parties and Order Ratifying Stay
AP-5242 Stay Order
AP-5211 Order Extending Certain Prehearing Deadlines
AP-5083 Order Extending Deadline for Depositions
AP-5036 Order Adopting Prehearing Schedule
AP-5011 Order Following Prehearing Conference
AP-4989 Order Denying Motion for Summary Disposition
AP-4829 Order Granting Extension
AP-4780 Order Following Prehearing Conference
AP-4748 Order Postponing Hearing and Scheduling Prehearing Conference
AP-4739 Order Scheduling Hearing and Designating Presiding Judge
33-10335
  • 34-80377
  • IC-32592
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b), 15B(c)(4), and 21C of the Securities Exchange Act of 1934, Section 9(b) of the Investment Company Act of 19\
40, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion for Summary Disposition and Declaration of David Tutor in Support, with Ex 1-3
Division of Enforcement's Reply Brief in Further Support of Motion for Summary Disposition, with Ex 1-2
Respondent's Opposition to the Division of Enforcement's Motion for Summary Disposition, Deel. of Jacob A. w/Ex. 1-8, Deel of John T. Lynch, Jr., Deel. of John W. Loofbourrow
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C, 15(b), 15B(c)(4), and 21C of the Securities Exchange Act of 1934, Section 9(b) of the Investment Company Act of 19\
40, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order, and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions Pursuant to Sections 15(b) and 15B(c) of the Securities Exchange Act of 1934, and Section 9(b) of the Investment Company Act of 1940
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order Following Prehearing Conference
Order Granting Extension
Order Denying Motion for Summary Disposition
Order Following Prehearing Conference
Order Adopting Prehearing Schedule
Order Extending Deadline for Depositions
Order Extending Certain Prehearing Deadlines
Stay Order
Notice to the Parties and Order Ratifying Stay

Documents