Administrative Proceeding File No. 3-17888

Respondents

Bucci, William D.
Release Date Release Number Other Release Numbers Name of Document
1349 Initial Decision of Default
AP-6317 Order Following Prehearing Conference
AP-6225 Order Finding Service, Directing Respondent to Show Cause, and Scheduling Prehearing Conference
AP-5979 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5512 Order
AP-5392 Order
1144 Initial Decision Making Findings and Imposing Sanction by Default
AP-4800 Order to Show Cause
AP-4743 Postponement Order
AP-4705 Order Scheduling Hearing and Designating Presiding Judge
34-80299
  • IA-4670
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Letter dated 1/5/18 from Division of Enforcement to ALJ Requesting that She Ratify all Prior Actions Made in this Proceeding, with Proposed Order
Motion for Default and Sanctions declaration of Christopher R. Kelly
Initial Decision Making Findings and Imposing Sanction by Default
Initial Decision of Default
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Order to Show Cause
Order
Order
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Order Finding Service, Directing Respondent to Show Cause, and Scheduling Prehearing Conference
Order Following Prehearing Conference

Documents