Administrative Proceeding File No. 3-17874

Respondents

Harris, Talman
Release Date Release Number Other Release Numbers Name of Document
1402 Supplemental Initial Decision Talman Harris And Victor Alfaya
AP-6730 Order
AP-6716 Order
34-87425 Order Remanding Proceeding
1380 Initial Decision as to Talman Harris
1381 Initial Decision as to Victor Alfaya Making Findings and Imposing Sanction by Default
AP-6532 Order to Show Cause
AP-6531 Order
AP-6121 Order
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5548 Order Ratifying Actions
AP-5248 Notice to the Parties and Order Following Remand
1213 Initial Decision
AP-4880 Order Discharging Order to Show Cause as to Respondent Alfaya
AP-4834 Order Following Prehearing Conference and to Show Cause as to Respondent Alfaya
AP-4763 Order Directing Division of Enforcement to File Supplemental Declaration of Service and Rescheduling Prehearing Conference
AP-4741 Order Postponing Hearing, Directing Division to File Declaration of Service, and Scheduling Prehearing Conference
AP-4675 Order Consolidating Proceedings and Designating Presiding Judge
34-80197 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion for Summary Disposition Against Respondent Talman Harris, Mem. in Support of Motion, and Declaration of John 0. Enright
Answer of Respondent Victor Alfaya
Letter dated 11/6/17 from Respondent Talman Harris to ALJ Regarding the Service of Orders and Initial Decision
Division of Enforcement's Response to Respondent Harris' 11/6/17 Letter, with Declaration of Howard A. Fischer in Support, and Exhibits A-G
Division of Enforcement's Motion for Summary Disposition Against Respondent Harris and Oppositionto Respondent's Motion for Summary Disposition, Memorandum of Law in Support ofthe Motion, the Declaration of John O. Enright in Support
Notice of Resting on Prior Briefing
Initial Decision
Initial Decision as to Victor Alfaya Making Findings and Imposing Sanction by Default
Initial Decision as to Talman Harris
Supplemental Initial Decision Talman Harris And Victor Alfaya
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Notice That Initial Decision Has Become Final
Notice That Initial Decision Has Become Final
Order Consolidating Proceedings and Designating Presiding Judge
Order Postponing Hearing, Directing Division to File Declaration of Service, and Scheduling Prehearing Conference
Order Directing Division of Enforcement to File Supplemental Declaration of Service and Rescheduling Prehearing Conference
Order Following Prehearing Conference and to Show Cause as to Respondent Alfaya
Order Discharging Order to Show Cause as to Respondent Alfaya
Notice to the Parties and Order Following Remand
Order Ratifying Actions
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order
Order to Show Cause
Order
Order
Order
Order Remanding Proceeding

Documents