Administrative Proceeding File No. 3-17848
Respondents
Griffin, James P.
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-84915 | Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 | ||
| AP-6355 | Second Stay Order | ||
| AP-6279 | Order Finding Service and Setting Deadline for Amended Answer | ||
| AP-6151 | Stay Order | ||
| AP-6026 | Order Following Reassignment | ||
| AP-5955 | Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC | ||
| AP-5954 | Notice from the Chief Administrative Law Judge | ||
| AP-5483 | Order Ratifying Prior Actions | ||
| AP-5275 | Notice to the Parties and Order Following Remand | ||
| 1160 | Initial Decision | ||
| AP-4779 | Order Granting Extension | ||
| AP-4714 | Order Following Prehearing Conference | ||
| AP-4701 | Order | ||
| AP-4668 | Order Postponing Hearing and Scheduling Prehearing Conference | ||
| AP-4612 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-80054 | Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing |