Administrative Proceeding File No. 3-17748

Respondents

McGregor, Robert S.


Release Date	Release Number	Name of Document
Feb. 7, 2017	34-79980	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Jan. 31, 2017	AP-4577	Stay Order
Jan. 31, 2017	AP-4576	Order Scheduling Prehearing Conference
Jan. 24, 2017	AP-4544	Order Postponing Hearing
Dec. 28, 2016	AP-4486	Order Scheduling Hearing and Designating Presiding Judge
Dec. 27, 2016	34-79693	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 27, 2016			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, and Notice of Hearing
Feb. 7, 2017			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Dec. 28, 2016			Order Scheduling Hearing and Designating Presiding Judge
Jan. 24, 2017			Order Postponing Hearing
Jan. 31, 2017			Stay Order
Jan. 31, 2017			Order Scheduling Prehearing Conference