Administrative Proceeding File No. 3-17550

Respondents

Tod A. Ditommaso, Esq.
Release Date Release Number Other Release Numbers Name of Document
33-10597 Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 8A of the Securities Act of 1933
AP-6124 Order Staying Proceedings
AP-5980 Order Regarding Three Proceedings Post Lucia V. Sec, 138 S. Ct. 2044 (2018)
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5482 Order
AP-5387 Order
AP-4904 Notice
1142 Initial Decision
AP-4783 Order
AP-4758 Prehearing Order
AP-4747 Order
AP-4698 Order
AP-4446 Scheduling Order
AP-4366 Prehearing Order
AP-4268 Order
AP-4169 Order Scheduling Hearing and Designating Presiding Judge
33-10215 Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Notice of Hearing