Administrative Proceeding File No. 3-17035

Respondents

Desai, Shreyans
Release Date Release Number Other Release Numbers Name of Document
34-80129
  • IA-4656
 Opinion of the Commission
34-78969 Order Granting Petition for Review and Scheduling Briefs
1044 Initial Decision
AP-3888 Order Granting Extension of Time for Opposition
AP-3790 Order Setting Schedule for Motion for Summary Disposition
AP-3631 Order Following Prehearing Conference
AP-3603 Order Setting Prehearing Conference Date
AP-3534 Order Postponing Hearing
AP-3476 Order Scheduling Hearing and Designating Presiding Judge
34-76838
  • IA-4305
 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Letter dated 3/26/16 to ALJ from Respondent Regarding Concerns and Opposition to 2/22/16 Order
Letter dated 4/10/16 to ALJ from Respondent re Submission of Additional Details and Area of Concerns and Request for Oral Argument to Be Held in New York
Division of Enforcement's Mem. of Law ISO Its Motion for Summary Disposition
Emergency Application Requesting to File Opposition to SEC's Motion
Division of Enforcement's Reply Mem. of Law
Respondent's Opposition
Motion to Correct Manifest of Errors: Part A
Respondent's Petition for Review
Division of Enforcement's Brief in Opposition to Respondent Shreyans Desai's Personal Statement Filed ISO Desai's Petition for Review
Respondent's Request for A Stay or An Adjournment Until He Completes An Apeal
Respondent's Response to Opposition
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Opinion of the Commission
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing
Order Setting Prehearing Conference Date
Order Following Prehearing Conference
Order Setting Schedule for Motion for Summary Disposition
Order Granting Extension of Time for Opposition
Order Granting Petition for Review and Scheduling Briefs

Documents