Administrative Proceeding File No. 3-16893

Respondents

Evans, James A., Jr.
Release Date Release Number Other Release Numbers Name of Document
1006 Initial Decision of Default
AP-3728 Order Following Prehearing Conference
AP-3717 Order Denying Motion for Sanctions Without Prejudice and Scheduling Prehearing Conference
AP-3571 Order Following Prehearing Conference and Extending Deadline for Filing Motion for Sanctions
AP-3562 Order Scheduling Prehearing Conference
AP-3434 Order Finding Respondent in Default and Directing Motion for Sanctions
AP-3395 Order to Show Cause
AP-3368 Order Requesting Additional Evidence of Service
AP-3270 Order Postponing Hearing and Directing Parties to Hold a Prehearing Conference
AP-3226 Order Scheduling Hearing and Designating Presiding Judge
IA-4226 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Supplemental Motion for Summary Disposition and Default Judgment Against Respondent
Initial Decision of Default
Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Directing Parties to Hold a Prehearing Conference
Order Requesting Additional Evidence of Service
Order to Show Cause
Order Finding Respondent in Default and Directing Motion for Sanctions
Order Scheduling Prehearing Conference
Order Following Prehearing Conference and Extending Deadline for Filing Motion for Sanctions
Order Denying Motion for Sanctions Without Prejudice and Scheduling Prehearing Conference
Order Following Prehearing Conference

Documents