Administrative Proceeding File No. 3-16803

Respondents

Kara, Maher F.
Release Date Release Number Other Release Numbers Name of Document
34-82966 Order Vacating Collateral Bars
979 Initial Decision
AP-3552 Order
AP-3197 Prehearing Order
AP-3171 Postponement Order
AP-3114 Order Scheduling Hearing and Designating Presiding Judge
34-75880 Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Respondent's Answer
Division of Enforcement's Motion for Summary Disposition Against Respondent and Supporting Mem. of Law
Amended Answer
Respondent's Reply in Support of His Cross-Motion for Summary Disposition
Division of Enforcement's Reply in Support of its Motion for Summary Disposition and in Opposition to Respondent's Motion for Summary Disposition
Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition, Cross-Motion for Summary Disposition, and Supporting Mem. of Law
Respondent's Unopposed Motion to Vacate Investment Adviser, Municipal Securities Dealer, and Trasnsfer Agent Bars, and Supporting Memorandum of Law
Initial Decision
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Postponement Order
Prehearing Order
Order
Order Vacating Collateral Bars

Documents