Administrative Proceeding File No. 3-16564

Respondents

Haryman, Gerard


Release Date	Release Number	Name of Document
Sept. 1, 2015	34-75802	Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
July 24, 2015	AP-2970	Prehearing Order and Stay Order
June 25, 2015	AP-2865	Postponement Order
June 2, 2015	AP-2753	Order Scheduling Hearing and Designating Presiding Judge
June 1, 2015	34-75080	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 1, 2015			Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
June 1, 2015			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934 and Notice of Hearing
June 2, 2015			Order Scheduling Hearing and Designating Presiding Judge
June 25, 2015			Postponement Order
July 24, 2015			Prehearing Order and Stay Order