Administrative Proceeding File No. 3-16552

Respondents

Thompson, Gedrey


Release Date	Release Number	Name of Document
March 21, 2016	980	Initial Decision of Default
Dec. 17, 2015	AP-3411	Order Granting Extension Request
Nov. 19, 2015	AP-3330	Order Following Prehearing Conference, Finding Respondent in Default, and Directing Motion for Sanctions
Nov. 13, 2015	AP-3313	Order Scheduling Prehearing Conference
Oct. 6, 2015	AP-3200	Order to Show Cause
July 16, 2015	AP-2935	Order Granting Motion to Serve Respondent by Alternative Means
June 23, 2015	AP-2846	Order Following Prehearing Conference
June 15, 2015	AP-2813	Order Postponing Hearing and Scheduling Prehearing Conference
May 22, 2015	AP-2713	Order Scheduling Hearing and Designating Presiding Judge
May 20, 2015	IA-4093	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 7, 2016			Mem. of Law ISO the Division of Enforcement's Motion for Sanctions Against Respondent
March 21, 2016			Initial Decision of Default
May 20, 2015			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
May 2, 2016			Notice That Initial Decision Has Become Final
May 22, 2015			Order Scheduling Hearing and Designating Presiding Judge
June 15, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
June 23, 2015			Order Following Prehearing Conference
July 16, 2015			Order Granting Motion to Serve Respondent by Alternative Means
Oct. 6, 2015			Order to Show Cause
Nov. 13, 2015			Order Scheduling Prehearing Conference
Nov. 19, 2015			Order Following Prehearing Conference, Finding Respondent in Default, and Directing Motion for Sanctions
Dec. 17, 2015			Order Granting Extension Request