Administrative Proceeding File No. 3-16339

Respondents

Briner, John, Esq. Dalmy, Diane. Esq. De Joya Griffith, LLC De Joya, Arthur, CPA Griffith, Jason, CPA Whetman, Chris, CPA Zhang, Philip, CPA M&K CPAs, PLLC Manis, Matt, CPA Ridenour, Jon, CPA Ortego, Ben, CPA
Release Date Release Number Other Release Numbers Name of Document
34-87063
  • AAER-4089
 Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
33-10652 Order Dismissing Proceeding
AP-6391 Order Granting Second Extension
AP-6162 Order Granting Extension
AP-6064 Order Following Reassignment
AP-5989 Reassignment Order
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
33-10477 Supplemental Briefing Order
AP-5538 Order Ratifying Prior Actions
AP-5293 Notice to the Parties and Order Following Remand
33-10373 Stay Notice
33-9977 Order Granting Petition for Review and Scheduling Briefs
886 Initial Decision as to Diane Dalmy, Esq.
33-9916
  • 34-75946
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b)(6) of the Securities Exchange Act of 1934 and Instituting Public Administrative Proceedings, and \
Imposing Sanctions, Pursuant to Rule 102(e) of the Commission's Rules of Practice, as to John Briner, Esq.
33-9918
  • 34-75948
  • AAER-3700
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice\
as to M&K CPAs, PLLC, Matt Manis, CPA, and Jon Ridenour, CPA
33-9917
  • 34-75947
  • AAER-3699
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice\
as to De Joya Griffith, LLC, Arthur De Joya, CPA, Jason Griffith, CPA, and Philip Zhang, CPA
33-9919
  • 34-75949
  • AAER-3701
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice\
as to Ben Ortego, CPA
33-9921
  • 34-75951
 Order Instituting Public Administrative and Cease and Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
AP-2921 Order Extending Stay
AP-2803 Stay Order as to John Briner, Esq.
AP-2738 Post-Hearing Order
AP-2693 Order Following Prehearing Conference and Finding One Respondent in Default
AP-2656A Corrected Order Extending Stay as to Chris Whetman, CPA
AP-2643 Order Scheduling Prehearing Conference
AP-2602 Revised Notice of Hearing Location
AP-2577 Order On Motions for Changes to Procedural Schedule
AP-2556 Stay Order as to Five Respondents
AP-2555 Order On Motion for Summary Disposition
AP-2535 Stay Order as to Four Respondents
AP-2532 Order
AP-2465 Order
AP-2467 Notice of Hearing Location
AP-2413 Order
AP-2326 Order to Show Cause
AP-2324 Order Following Prehearing Conference
AP-2249 Order Postponing Hearing and Scheduling Prehearing Conference
AP-2230 Order Scheduling Hearing and Designating Presiding Judge
33-9699
  • 34-74065
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C, 15(b)(6), and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Proof of Service.
Letter of 2/2/15 to ALJ from David Stoelting Listing Issues Discussed At the Telephonic Meet and Confer On 1/29/15
Answer of Respondent Ben Ortego.
Answer of Respondents De Joya Griffith, LLC, Arthur DeJoya, Jason Griffith, Chris Whetman and Philip Zhang
Answer of Respondents M&K CPAs, LLC, John Ridenour, and Matthew Manis
Answer of Respondent Diane Dalmy.
Division of Enforcement's Opposition to the Motions to Sever of Respondents M&K CPAs, LLC, Jon Ridenour, Matthew Manis and Denise Dalmy
Respondents M&K CPAs, PLLC, Jon Ridenour, and Matthew Manis On Motion to Sever Hearing
Respondent John Brine's Answer
Respondent De Joya's Motion for Summary Disposition
Joint Motion to Stay Proceedings as to M&K CPAs, PLLC, Matt Manis, Jon Ridenour, and Ben Ortego
Division of Enforcement's Opposition to De Joya Respondent's Motion for Summary Disposition of SEC's Claims for Violation of Section 17(a) of the Securities Act of 1933
Division of Enforcement's Prehearing Brief
Division of Enforcement's Motion for an Order Requiring Respondent John Briner to Show Cause Why a Default Judgment Should Not Be Entered Against Him
Joint Motion to Stay Proceedings as to John Briner
Division of Enforcement's Post-Hearing Brief Against Respondent Diane Dalmy
Respondent Dalmy's Proposed Findings of Fact and Conclusions of Law
Respondent Dalmy's Response to the Division of Enforcement's Post-Hearing Brief
Respondent Dalmy's Petition for Review
Letter Dated 1/5/18 from Division of Enforcement to ALJ Requesting Ratification of Previous Decisions Issued, with Proposed Order
Division of Enforcement's Supplemental Brief in Opposition to Respondent Diane Dalmy's Appeal of Initial Decision
Division of Enforcement's Notice of Additional Authority as to Respondent Diane Dalmy with Exhibits1-5
Division of Enforcement's Motion to Dismiss (as to Diane Dalmy) and for a stay pending the Commission's consideration thereof
Initial Decision as to Diane Dalmy, Esq.
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C, 15(b)(6), and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
Order Instituting Public Administrative and Cease and Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice\
as to Ben Ortego, CPA
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice\
as to M&K CPAs, PLLC, Matt Manis, CPA, and Jon Ridenour, CPA
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice\
as to De Joya Griffith, LLC, Arthur De Joya, CPA, Jason Griffith, CPA, and Philip Zhang, CPA
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 15(b)(6) of the Securities Exchange Act of 1934 and Instituting Public Administrative Proceedings, and \
Imposing Sanctions, Pursuant to Rule 102(e) of the Commission's Rules of Practice, as to John Briner, Esq.
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order to Show Cause
Order Following Prehearing Conference
Order
Notice of Hearing Location
Order
Order
Stay Order as to Four Respondents
Stay Order as to Five Respondents
Order On Motion for Summary Disposition
Order On Motions for Changes to Procedural Schedule
Revised Notice of Hearing Location
Order Scheduling Prehearing Conference
Corrected Order Extending Stay as to Chris Whetman, CPA
Order Following Prehearing Conference and Finding One Respondent in Default
Post-Hearing Order
Stay Order as to John Briner, Esq.
Order Extending Stay
Notice to the Parties and Order Following Remand
Order Ratifying Prior Actions
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Reassignment Order
Order Following Reassignment
Order Granting Extension
Order Granting Second Extension
Stay Notice
Supplemental Briefing Order
Order Dismissing Proceeding
Order Granting Petition for Review and Scheduling Briefs

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