Administrative Proceeding File No. 3-16277
Respondents
Swenson, Douglas L., CPA
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 795 | Initial Decision | ||
| AP-2593 | Order Taking Official Notice Pursuant to 17 C.F.R § 201.323 | ||
| AP-2242 | Order Following Prehearing Conference | ||
| AP-2201 | Order Scheduling Prehearing Conference | ||
| AP-2102 | Order Postponing Hearing and Scheduling Periodic Status Updates | ||
| AP-2028 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-73605 | Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing and Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice |