Administrative Proceeding File No. 3-16245

Respondents

Rajaratnam, Rajarengan (a/k/a Rengan)
Release Date Release Number Other Release Numbers Name of Document
IA-6877 Protective Order
IA-6839 Order Granting Extension of Time
IA-6638 Order Vacating Broker, Dealer, Municipal Securities Dealer, and Transfer Agent Bars
IA-3964 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Release Date Release Number Other Release Numbers Name of Document
Rajaratnam Request To Vacate Collateral Bar(s) In Light of Bartko v. SEC.
Respondent's Rajarengan Motion for Relief
Respondent’s Rajarengan Brief in Support for Motion for Relief
Respondent’s Rajarengan Motion for Protective Order
Order Granting Extension of Time
Division of Enforcement's Memorandum of Law in Opposition to Respondent's Rajaratnam Motion for Relief
Respondent's Rajarengan Reply to Division of Enforcement's Opposition to Respondent's Rajarengan Motion for Relief
Protective Order
Non-Party Investor Choice Advocates Network's Brief of Amicus Curiae ISO Respondent Rajaratnam
Non-Party Investor Choice Advocates Network's Motion to File Amicus Brief
Respondent Rajarengan's Request for Status Update on Fully Briefed Motion for Relief from Investment Adviser Bar

Documents